| 10-04605 | 10/11/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Carlene Veara
Respondent Lawyers(s): Carlene B. Veara
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
| | |
| 11-02181 | 10/11/2012 | Claimant(s): Frank Mazer, Samuel Elliot Pendelton Mazer, Cus & Tru, Frank B. Mazer Foundation, by Frank Maze
Claimant Lawyers(s): Gaytri Kachroo
Respondent(s): UBS Financial Services Inc., Michael Collins
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): John A. Morin, Kevin J Mulrey, Brian J. Dunn
Hearing Site: Boston, MA
|  | $0 |
| 11-00595 | 10/05/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): Hilary O'Malley, Kevin O'Malley
Respondent Lawyers(s): Hilary Elizabeth O'Malley, Kevin James O'Malley
Arbitrator(s): Dallas Whitney Coffman, Tom L. Peterson, William I. Carmen
Hearing Site: Boston, MA
| | |
| 11-02084 | 09/27/2012 | Claimant(s): Richard Dumont
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 11-01278 | 09/26/2012 | Claimant(s): Annette Mancini, Dominic Mancini
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Howard I. Wilgoren, B. J. Krintzman, Thomas C. Tretter
Hearing Site: Boston, MA
| | $158,250 |
| 11-03937 | 09/21/2012 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Brian Wilder, Morgan Stanley
Respondent Lawyers(s): Michael L. Chinitz
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Paul A. Auerbach
Hearing Site: Boston, MA
| | |
| 11-04150 | 09/19/2012 | Claimant(s): Frederick Blanchard
Claimant Lawyers(s): John T. Martin
Respondent(s): Bostonia Global Securities
Respondent Lawyers(s): Joseph P. Lombardo
Arbitrator(s): Chesley Oriel, Dennis M. Cronin, Susan E. Maloney
Hearing Site: Boston, MA
| | |
| 10-04080 | 09/11/2012 | Claimant(s): Lehman Brothers Holdings Inc. as assigne
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Robert Reilly
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos
Hearing Site: Boston, MA
| | |
| 12-01866 | 09/10/2012 | Claimant(s): Gregory Webb
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano
Respondent Lawyers(s): James Michael Rapuano
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | $150,000 |
| 11-02687 | 08/22/2012 | Claimant(s): Nancy Potter, Nancy L. Potter IRA, Donna M. Wilson,Trustee Potter Family
Claimant Lawyers(s): Bradley A. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Susan E. Maloney
Hearing Site: Boston, MA
| | $50,000 |
