15-00164 | 05/11/2016 | Claimant(s): Oscar Artola Claimant Lawyers(s): Oscar A. Artola Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): J. Michael Nolan Arbitrator(s): James M. Rhodes, Steven Irving Platt, James Drew Butler Hearing Site: Baltimore, MD
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15-03235 | 05/06/2016 | Claimant(s): Eleanor Stintzcum Claimant Lawyers(s): Eleanor L Stintzcum Respondent(s): Ameriprise Financial Services., Louis Delaney III Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | Expungement |
15-00876 | 04/21/2016 | Claimant(s): Lewis Roberts Claimant Lawyers(s): Donald J. McCartney Respondent(s): PNC Investments Respondent Lawyers(s): Gary J. Lieberman Arbitrator(s): Daniel J. Donovan, Emily Eiselman Hunter, James Drew Butler Hearing Site: Baltimore, MD
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15-02760 | 03/17/2016 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Richard Ewalt Respondent Lawyers(s): Richard Lee Ewalt Arbitrator(s): James A. Hayes Hearing Site: Baltimore, MD
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15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves Claimant Lawyers(s): Thomas C. Costello Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): James A. Hayes, Christopher M. McMurray Hearing Site: Baltimore, MD
| | Expungement |
15-02650 | 01/25/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Karen P. Gaster Respondent(s): Brendan O'Connell Respondent Lawyers(s): Brendan O'Connell Arbitrator(s): Christopher M. McMurray Hearing Site: Baltimore, MD
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14-02323 | 12/15/2015 | Claimant(s): Janice Toran, Robert Bogomolny Claimant Lawyers(s): Hugh D. Berkson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Esq. Arbitrator(s): Mary E. Woytek, Vicky L. Orem, Basheera-Alia James Hearing Site: Baltimore, MD
| | $0 |
14-02348 | 12/04/2015 | Claimant(s): Joseph Cullen Claimant Lawyers(s): Joseph Orval Cullen Respondent(s): Bradford Hewitt, Knut Olson, Stephen Molen Respondent Lawyers(s): Lindsay Wuller Arbitrator(s): Alan S. Carmel, John H. West, Christopher M. McMurray Hearing Site: Baltimore, MD
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14-02394 | 11/24/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): John Cutshall Respondent Lawyers(s): E. Patrick McDermott Arbitrator(s): Bonnie K. Wachtel, Marian Smith Glenn, David Paul Clark Hearing Site: Baltimore, MD
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15-01205 | 11/09/2015 | Claimant(s): Paul and Beatrice Hessong Claimant Lawyers(s): Hilton Wiener Respondent(s): Donald Wojnowski, Emil Botvinnik, Kevin Lee, Michael Egan, Richard Onesto, Robert Hodgins, Ronald Hing, Newport Coast Securities. Respondent Lawyers(s): Scott J. Splittgerber Arbitrator(s): Christopher M. McMurray Hearing Site: Baltimore, MD
| | $300 |