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FINRA Awards for Richard Lee Ewalt

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0276003/17/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Richard Ewalt
Respondent Lawyers(s): Richard Lee Ewalt
Arbitrator(s): James A. Hayes
Hearing Site: Baltimore, MD

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