Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03033 | 05/21/2021 | Claimant(s): Mohammed Sami Claimant Lawyers(s): Mohammed Sami Respondent(s): TD Ameritrade. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA |  | $0 |
| 20-03691 | 04/09/2021 | Claimant(s): Blake Nakamura Claimant Lawyers(s): Erika Binnix Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Mary M. O'Neil Hearing Site: San Diego, CA | ||
| 20-02578 | 03/19/2021 | Claimant(s): Daniel Bodemeijer Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 20-03520 | 03/15/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mary M. O'Neil, Nicholas John Reiter, William Ogburn Huggins Hearing Site: Las Vegas, NV | ||
| 19-03184 | 05/01/2020 | Claimant(s): David Winchell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Mary M. O'Neil Hearing Site: Las Vegas, NV | ||
| 19-02400 | 03/16/2020 | Claimant(s): Timothy Metcalf Claimant Lawyers(s): Audette Paul Morales Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Lauren Beckman Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 17-01267 | 02/20/2020 | Claimant(s): Jenny Resnick, Robert Resnick Claimant Lawyers(s): Marc I Zussman Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright Hearing Site: Los Angeles, CA | | $0 |
| 19-00153 | 02/06/2020 | Claimant(s): Michael Tusing Claimant Lawyers(s): Harris M. Freedman Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Gideon Mark Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 19-01315 | 11/18/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Damion Smith Respondent Lawyers(s): Damion Lenell Smith Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 19-00379 | 11/01/2019 | Claimant(s): Christopher Adikwu Claimant Lawyers(s): Joshua B. Kons Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Eric Dowell Arbitrator(s): Marc Kalish, Mary M. O'Neil, Holly A. Hart Hearing Site: Phoenix, AZ |