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FINRA Awards for Equitable Advisors

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Displaying 11-20 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0163301/25/2024Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
23-0078312/26/2023Claimant(s): Michael Sendowski
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Craig Alan Gordon, Andrew W. Levin, Stuart John Webster
Hearing Site: Los Angeles, CA
23-0137012/18/2023Claimant(s): Jorge Vielledent
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Donald Dreyfus
Hearing Site: Albuquerque, NM
23-0148612/01/2023Claimant(s): Michael Peters
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Charles A. Palmer
Hearing Site: Buffalo, NY
22-0221310/18/2023Claimant(s): Michael Ott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin Brooks
Arbitrator(s): Kim L. Kirn
Hearing Site: St. Louis, MO
23-0033210/18/2023Claimant(s): Brian Gardiner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): William James Pantele
Hearing Site: Baltimore, MD
23-0011910/13/2023Claimant(s): Travis Dauchy
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors, USAA Financial Advisors.
Respondent Lawyers(s): Michael J. Biondi, Theodore C. Schultz
Arbitrator(s): Paul Allan Massaro, Veronica Ann Williams, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
23-0033910/13/2023Claimant(s): Chirag Chauhan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
23-0103809/22/2023Claimant(s): Kyle Schiffler
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
22-0283107/25/2023Claimant(s): Jorge Garrido
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kalie M. Maniglia
Arbitrator(s): Gloria O. North, Robert Steven Haught, Marisol Puga
Hearing Site: Boca Raton, FL

44 Results

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