| 14-01629 | 06/02/2015 | Claimant(s): Bryant Graham
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Jack Friedman, Clarence Smith, James D. Yellen
Hearing Site: New York, NY
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| 14-02289 | 06/01/2015 | Claimant(s): Oscar Starker, Powernet.
Claimant Lawyers(s): Oscar Starker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
|  | $0 |
| 14-00551 | 03/27/2015 | Claimant(s): Angela Aliano
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Walter D. Goldsmith, J.D.
Hearing Site: New York, NY
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| 14-01730 | 12/02/2014 | Claimant(s): James O'Hora
Claimant Lawyers(s): Thomas P. O'Dea
Respondent(s): Dexter Blake, John Demartino, Laurence Allen, NYPPEX
Respondent Lawyers(s): Sonya T. Still
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
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| 13-01760 | 09/17/2014 | Claimant(s): Duke Kim
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Michael B. Roth
Arbitrator(s): Robert J. Kheel, Larry H. Irom, Jack Friedman
Hearing Site: New York, NY
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| 12-02314 | 03/04/2014 | Claimant(s): Lewis Goldman
Claimant Lawyers(s): Leon Baer Borstein
Respondent(s): ACGM.
Respondent Lawyers(s): M. Christine Carty
Arbitrator(s): Gilbert F. Bach, Jack Friedman, Lowell D. Johnston
Hearing Site: New York, NY
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| 12-01258 | 06/03/2013 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Gershom R. Smith
Arbitrator(s): Jack Friedman, John B. Myers, Terrance J. Nolan
Hearing Site: New York, NY
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| 12-00528 | 04/25/2013 | Claimant(s): Donald Kress, Patricia Kress
Claimant Lawyers(s): Michael Hanson
Respondent(s): John Orlando, Sterne Agee Financial Services.
Respondent Lawyers(s): David Feingold
Arbitrator(s): Jack Friedman, David J. Weisenfeld, Nicholas C. George
Hearing Site: New York, NY
| | $0 |
| 10-05731 | 03/15/2013 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Barney Greengrass
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Jack Friedman, Abigail J. Pessen, John Nino Brenkovich
Hearing Site: New York, NY
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| 10-02128 | 07/17/2012 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Ben Gecaj, Timothy Bradley, Timothy Murphy, Waterford Investor Services.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Roger J. Hawke, Jack Friedman, Stevan J. Bosses
Hearing Site: New York, NY
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