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FINRA Awards for Nicholas C. George

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0115004/15/2016Claimant(s): Sergio Kostek
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Don A. Innamorato
Arbitrator(s): Keely D. Parr, Joshua Mark Zucker, Nicholas C. George
Hearing Site: New York, NY
12-0052804/25/2013Claimant(s): Donald Kress, Patricia Kress
Claimant Lawyers(s): Michael Hanson
Respondent(s): John Orlando, Sterne Agee Financial Services.
Respondent Lawyers(s): David Feingold
Arbitrator(s): Jack Friedman, David J. Weisenfeld, Nicholas C. George
Hearing Site: New York, NY
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