15-02044 | 07/26/2019 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Christopher Caputo Respondent Lawyers(s): Timothy W. Bergin Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis Hearing Site: Newark, NJ
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18-04108 | 05/13/2019 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica Klein Respondent(s): Anthony Germano Respondent Lawyers(s): Anthony Joseph Germano Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ
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18-00916 | 11/07/2018 | Claimant(s): Brian Clark Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeremy S. Winer, Sarah K. Yates Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ
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17-01037 | 08/16/2018 | Claimant(s): Bruce Plyer Claimant Lawyers(s): Joshua K Bromberg Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Fred S. Pieroni, Marvin Schleyer, Paul Allan Massaro Hearing Site: Newark, NJ
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17-02059 | 02/14/2018 | Claimant(s): Louis Tranquilli Claimant Lawyers(s): Joel Wertman Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): Fred S. Pieroni, Paul Allan Massaro Hearing Site: Newark, NJ
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16-00755 | 12/22/2017 | Claimant(s): Shaw Family LLC Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Roosevelt & Crossorporated Respondent Lawyers(s): Sandra P. Lahens Arbitrator(s): Paul Allan Massaro, Daniel Adam Schlein, Hashim Ghadiali Hearing Site: Newark, NJ
| | $0 |
16-03220 | 11/02/2017 | Claimant(s): Eugene Giaquinto Claimant Lawyers(s): Gary Menzer Respondent(s): Lightspeed Trading Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Micalyn S. Harris, Paul Allan Massaro, Robert Allen Pope Hearing Site: Newark, NJ
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16-01537 | 11/03/2016 | Claimant(s): Jospeh Serpente Claimant Lawyers(s): Gary Schafkopf Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin Lewis Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ
| | $35 |
15-02584 | 07/28/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Alyssa Braycewski, John Braycewski Respondent Lawyers(s): Alyssa Braycewski, John B. Braycewski Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ
| | $0 |
14-01573 | 10/30/2015 | Claimant(s): Morrisa Schiffman Claimant Lawyers(s): Seth E. Lipner Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Kenneth J. Horowitz, Martin R. Cramer, Paul Allan Massaro Hearing Site: Newark, NJ
| | $95,633 |