| 17-01077 | 08/01/2019 | Claimant(s): Brian Leggett, Bryson Holdings
Claimant Lawyers(s): Craig H. Kuglar, Jeffrey D. Horst
Respondent(s): Jay Pickett, Wells Fargo Clearing Services
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Robert L. Lestina, Charles E. White, Scott A. Schweber
Hearing Site: Atlanta, GA
|  | $0 |
| 18-04371 | 07/24/2019 | Claimant(s): Rick Kent
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 18-04370 | 07/18/2019 | Claimant(s): Malon Wickham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 17-01368 | 07/15/2019 | Claimant(s): Chad Greer, Jerry Trawick, Louise Trawick, Marilyn Bjornas, Michelle Greer, Richard Bjornas
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Jerry McCutchen, Richard Murphy, Ronald Brendengen, Thomas Berthel, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Lita S Menkin, Mark A. Myers, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $1,161,120 |
| 18-03340 | 05/28/2019 | Claimant(s): Joseph Best
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bernard Jasmin, Todd Sanders, Vladimiro Panichi, Empire Asset Management Company
Respondent Lawyers(s): Kristi Gavalier, Mickey B. Wright
Arbitrator(s): William Barker Brown, Judith Stilz Ogden, Charles E. White
Hearing Site: Atlanta, GA
| | $0 |
| 18-04078 | 05/24/2019 | Claimant(s): Elizabeth Sum-Slaughter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
| | |
| 17-02915 | 05/03/2019 | Claimant(s): Christopher Hubbard, Julia Hubbard
Claimant Lawyers(s): Jonathan Palmer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Harry G. Mason, Marcia A. Ogilvie, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | Expungement |
| 17-02370 | 05/01/2019 | Claimant(s): Lesley Mooney, Stephen Mooney, Lesley Mooney IRA R/O FCC, Stephen Mooney IRA R/O FCC
Claimant Lawyers(s): Frank A. Lightmas
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Yvette L. Nurse, Brandt Leonard Ross, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
| | $435,000 |
| 18-01303 | 03/19/2019 | Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | |
| 18-03603 | 03/11/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Geoffrey Johnston
Respondent Lawyers(s): Steven Kahlenberg
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
