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FINRA Awards for Atlanta, GA

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Displaying 121-130 out of 453 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0335104/16/2020Claimant(s): Aldeen Robinson
Claimant Lawyers(s): Aldeen Patrice Robinson
Respondent(s): Howard Ebo
Respondent Lawyers(s): Howard Leroy Ebo
Arbitrator(s): J.G. Long
Hearing Site: Atlanta, GA
18-0010204/15/2020Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Eric Wilson, Lee Jordan, Michael Carbajal, William Schroth
Respondent Lawyers(s): Craig Kuglar, George L. Guerra
Arbitrator(s): Barbara Black, James C. Hoover, Karen M Kassouf
Hearing Site: Atlanta, GA
19-0254603/26/2020Claimant(s): Scott Tittle
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Edward Jones, Wells Fargo Clearing Services
Respondent Lawyers(s): Darren Goodman, Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
18-0292903/11/2020Claimant(s): Brady Beelman
Claimant Lawyers(s): Brady Ross Beelman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Michael J. Ahlstrom, Henry W. Grady, Samuel Appel
Hearing Site: Atlanta, GA
16-0245803/09/2020Claimant(s): Charles H. Jones Family Foundation.
Claimant Lawyers(s): Jo Lanier Meeks
Respondent(s): John Crook, Raymond, James & Associates.
Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss
Arbitrator(s): William Barker Brown, James David Askren, Larry Mims
Hearing Site: Atlanta, GA
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19-0191103/04/2020Claimant(s): Michael Godbee
Claimant Lawyers(s): Michael Shane Godbee
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Cassandra Kimberly Ward, Jeffrey Alperin, Jack Walsh
Hearing Site: Atlanta, GA
19-0262602/19/2020Claimant(s): Jack Cohen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0269502/18/2020Claimant(s): David Whelchel, Shawn Lesser
Claimant Lawyers(s): Eric J. Taylor
Respondent(s): Intellivest Securities.
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E Gulden, Robert Payne Koven, Jeffrey Alperin
Hearing Site: Atlanta, GA
19-0233702/18/2020Claimant(s): Joy Hurst
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
19-0069702/12/2020Claimant(s): Charles Goldberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA

453 Results

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