| 21-00147 | 02/08/2022 | Claimant(s): Bradley Lott
Claimant Lawyers(s): Erika Binnix
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 21-01097 | 01/31/2022 | Claimant(s): Kurt Van Dyken, Ronald Bullis
Claimant Lawyers(s): Harris Freedman
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 20-03279 | 12/31/2021 | Claimant(s): Jamie Taylor
Claimant Lawyers(s): D. Daxton White
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Michele Renee Zinn, Michael James Whinihan, Suzanne L. Ulicny
Hearing Site: Detroit, MI
|  | Expungement |
| 19-01813 | 12/31/2021 | Claimant(s): Dale Hadel, Global Technology., Dale Hadel Family Trust
Claimant Lawyers(s): Mark Kowalsky
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Patrick R. Sughroue, Earlene R. Baggett-Hayes, Dale Frederick Feigley
Hearing Site: Detroit, MI
| | $0 |
| 19-03014 | 12/22/2021 | Claimant(s): Nuha Rukieh
Claimant Lawyers(s): Dennis Murray
Respondent(s): Andrey Ilyasov, Ameriprise Financial Services
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue, Sandra Jo Baumchen, Sheldon Jacob Stark
Hearing Site: Detroit, MI
| | $0 |
| 21-00844 | 12/20/2021 | Claimant(s): Donald Murray, Patricia Murray
Claimant Lawyers(s): Dietrich P. Epperson
Respondent(s): Kimberly Enders, Steven Enders, Cetera Advisor Networks LLC, Summit Brokerage Services.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
| 19-03704 | 12/02/2021 | Claimant(s): Robert Henning
Claimant Lawyers(s): Dawn Gibbons
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Sydney Crowder
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $0 |
| 18-04155 | 11/10/2021 | Claimant(s): Jason Klein
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Olga Hejl
Respondent Lawyers(s): Salvatore W. Pirrotta
Arbitrator(s): Edward M. Olson, Raymond J. Sterling, Ethan Ray
Hearing Site: Detroit, MI
| | |
| 19-01523 | 10/22/2021 | Claimant(s): Marjorie Lebenbom
Claimant Lawyers(s): Daniel W. Weininger
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jordan D. Weinreich
Arbitrator(s): Mauricio Kohn, Peter A. Cartwright, Michael John Falvo
Hearing Site: Detroit, MI
| | $0 |
| 20-03165 | 09/23/2021 | Claimant(s): Vincent Panizzi
Claimant Lawyers(s): Harry Meyer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Detroit, MI
| | |
