| 17-01710 | 06/28/2018 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ernest Romer, Judith Villarreal, Raymond Pett, Corecap Investments.
Respondent Lawyers(s): Ernest Julius Romer, Steven Mellen
Arbitrator(s): Raymond J. Sterling, Erane C. Washington-Kendrick, William Joseph Caprathe
Hearing Site: Detroit, MI
|  | $57,500 |
| 17-02248 | 06/14/2018 | Claimant(s): Michael Pohlod
Claimant Lawyers(s): Owen Harnett
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 18-00318 | 05/30/2018 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Bruce Townsend
Respondent Lawyers(s): Bruce Newell Townsend
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 17-00427 | 05/22/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Mark Vanaelst
Respondent Lawyers(s): Mark David Vanaelst
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 17-01959 | 05/12/2018 | Claimant(s): Jay Hokanson
Claimant Lawyers(s): Owen Harnett
Respondent(s): First Heartland Capital.
Respondent Lawyers(s): David M. Hoff
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 17-02759 | 05/10/2018 | Claimant(s): Richard Meoak
Claimant Lawyers(s): Richard Meoak
Respondent(s): Martin Grattan
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $600 |
| 17-01082 | 04/24/2018 | Claimant(s): Catherine Knight, William Knight
Claimant Lawyers(s): David Meyer
Respondent(s): Ernest Romer, Corecap Investments.
Respondent Lawyers(s): Ernest Julius Romer, Steven E. Mellen
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $50,975 |
| 17-01937 | 04/09/2018 | Claimant(s): Bradley Fischer
Claimant Lawyers(s): Owen Harnett
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton, Jon D. Kaplon
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
| | |
| 17-01003 | 03/30/2018 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara Kramer, Jon Kaplon
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 17-01676 | 03/30/2018 | Claimant(s): Scott Smith, Howard E. Smith, Jr. IRA, Jr. Trust U/A dtd 1993
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Findling, Raymond James Financial Services.
Respondent Lawyers(s): Adam Wenner
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $0 |
