| 21-03083 | 07/20/2022 | Claimant(s): Estate of Nicole B. Reuben
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig D. Stein
Arbitrator(s): Mark C. Perry, Richard W. Epstein, Mark David Hunter
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-02832 | 07/15/2022 | Claimant(s): Guy Deemer
Claimant Lawyers(s): Brian Luther
Respondent(s): Oppenheimer & Co.., Ryan Beck & Co., Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman, Nicola A. Murphy
Arbitrator(s): Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
| | |
| 21-01934 | 05/13/2022 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Joseph Pratt
Respondent Lawyers(s): Joseph Hersey Pratt
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
| | |
| 20-01422 | 03/09/2022 | Claimant(s): Lisa Craig, Renee Allie
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Mark A. Myers, Stephen Edgar Eisenbraun, Valerie Turner Schexnayder
Hearing Site: New Orleans, LA
| | Expungement |
| 21-01006 | 02/08/2022 | Claimant(s): Virginia Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein
Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | |
| 20-02970 | 01/24/2022 | Claimant(s): Lars Jensen
Claimant Lawyers(s): Lance McCardle
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman III
Arbitrator(s): Allan R. Lazor, Devlan Wesley Melancon, Alan Lee Powell
Hearing Site: New Orleans, LA
| | Expungement |
| 20-03370 | 01/14/2022 | Claimant(s): Larry Krmpotich
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Amy L. Blaisdell
Arbitrator(s): Douglas J. Nesbit, John M. James, David Ernest Krause
Hearing Site: Minneapolis, MN
| | |
| 19-03232 | 01/13/2022 | Claimant(s): Amy Wister, Cindy Konits, Gail Friedler, Gordon Boone, Milan Wister, Philip Konits, Richard Friedler, Stanley Friedler
Claimant Lawyers(s): Daniel Miller
Respondent(s): Coleman Devlin, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Steven Irving Platt, Betty Ann Stemley, Beata Gruszecka
Hearing Site: Baltimore, MD
| | $0 |
| 19-02184 | 11/22/2021 | Claimant(s): Christopher Landon
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Peter E. Gillespie, Harvey E. Benjamin, Judith C. Aarons
Hearing Site: New York, NY
| | |
| 20-03790 | 10/19/2021 | Claimant(s): Mary LaPlante
Claimant Lawyers(s): Mary LaPlante
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Paul R. Klein
Arbitrator(s): Kenneth R. Starr, Brian Michael Kane, Niels Patrick Murphy
Hearing Site: Jacksonville, FL
| | |
