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FINRA Awards for David Ernest Krause

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0337001/14/2022Claimant(s): Larry Krmpotich
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Amy L. Blaisdell
Arbitrator(s): Douglas J. Nesbit, John M. James, David Ernest Krause
Hearing Site: Minneapolis, MN

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