| 14-02361 | 01/06/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Candius Bannister
Respondent Lawyers(s): Candius J. Bannister
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 13-01247 | 12/31/2014 | Claimant(s): The Alice Bilinsky Trust
Claimant Lawyers(s): Alan Kestenbaum
Respondent(s): Deborah Mamber, Dino Carfora, E. Youngberg, Citigroup Global Markets., Julian Frank, Morgan Stanley, Michael Thom, Steven Hart, Steven Sapirstein
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Judith Fields Jurney, Josian Antoine
Hearing Site: New York, NY
|  | $0 |
| 13-03314 | 12/23/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Michelle Powlison
Respondent Lawyers(s): Michelle Renae Powlison
Arbitrator(s): O. Meredith Wilson, John F. Harris, Keith C. Folkman
Hearing Site: Portland, OR
| | |
| 13-02288 | 12/22/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Gaetan Gagne
Respondent Lawyers(s): Julie Elizabeth Hough
Arbitrator(s): Richard S. Zaifert
Hearing Site: Boca Raton, FL
| | |
| 14-00444 | 12/12/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | |
| 11-03113 | 12/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee, Samuel P. Mauch
Respondent(s): Laurie Facsina
Respondent Lawyers(s): Laurie Fascina
Arbitrator(s): Thomas R. Skulina, Robert H. Baker, Dennis S. Medica, CPA
Hearing Site: Cleveland, OH
| | |
| 13-00818 | 12/11/2014 | Claimant(s): Voecks Trust U/T/A DTD 05/19/2005
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Linda M. McCoy, Joseph M. Fabricatore, Alden Sharp Adkins
Hearing Site: San Francisco, CA
| | Expungement |
| 14-01570 | 12/10/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Sheetal Parikh
Respondent(s): Brendan Frank
Respondent Lawyers(s): Brendan Perry Frank
Arbitrator(s): Peter J. Dale
Hearing Site: Boston, MA
| | |
| 13-02552 | 12/08/2014 | Claimant(s): Maria Lipton
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Juan Larrain, Morgan Stanley
Respondent Lawyers(s): Gerard A. Riso, Tracy L. Gerber
Arbitrator(s): Daniel Robbins, Regina Irena Arnold Mullen, Andrew Joseph Donovan
Hearing Site: New York, NY
| | |
| 13-03045 | 12/04/2014 | Claimant(s): Lewis Markowitz
Claimant Lawyers(s): Lewis M. Markowitz
Respondent(s): Morgan Stanley, Philip Yellovich
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $5,467 |
