| 19-01667 | 02/13/2020 | Claimant(s): Ken Kavanagh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alehandro Schwed
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | |
| 19-01321 | 02/11/2020 | Claimant(s): Henry Grinberg
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Timothy B. Atkins
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
| | |
| 18-03924 | 02/07/2020 | Claimant(s): Hayes Miller
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Morgan Stanley, Stephens
Respondent Lawyers(s): Jana Kim Fowler, Joseph A. Sack
Arbitrator(s): Susan C Lushing, Josian Antoine, Patricia A Hussey
Hearing Site: New York, NY
| | |
| 19-02733 | 02/07/2020 | Claimant(s): Thomas Wilson
Claimant Lawyers(s): Thomas B. Wilson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
|  | $3,136 |
| 17-00757 | 02/06/2020 | Claimant(s): Christopher Bosh, Freida Bosh
Claimant Lawyers(s): Joe B. Abbey, Ryan K. Bakhtiari
Respondent(s): Bradley Dykes, Morgan Stanley, Jeffrey Wiseman
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Robert R. Nursey, G. Maynard Green, C. Sumpter Logan
Hearing Site: Dallas, TX
| | $0 |
| 18-01292 | 02/06/2020 | Claimant(s): Sylvia Ackerman Trust Under Agreement
Claimant Lawyers(s): Anthony J. Badway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Ernesto V. Luzzatto, Peter A. Seibel, Susan Romano
Hearing Site: New York, NY
| | $0 |
| 19-03211 | 02/05/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Ian Deliz Morales
Respondent Lawyers(s): Ian M. Deliz Morales
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 19-01252 | 01/28/2020 | Claimant(s): Haider Sharifi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
| | |
| 19-00443 | 01/21/2020 | Claimant(s): Jose Medardo Burgos F, Maria Del Carmen G Burgos, Maria Medina-Luna Anaya
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon Levy
Arbitrator(s): Jack Chapline Vaughan, William A. Allen, Allan R. Lazor
Hearing Site: Houston, TX
| | $0 |
| 19-02732 | 12/27/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S Brodherson
Respondent(s): Michael Carter
Respondent Lawyers(s): Michael Barry Carter
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | |
