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FINRA Awards for Michael Barry Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0273212/27/2019Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S Brodherson
Respondent(s): Michael Carter
Respondent Lawyers(s): Michael Barry Carter
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC

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