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FINRA Awards for Morgan Stanley

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Displaying 181-190 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0165910/15/2021Claimant(s): Neil Krauter, The Krauter Group
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0419310/15/2021Claimant(s): Andre Danesh
Claimant Lawyers(s): David W. Sparrow
Respondent(s): Morgan Stanley, Kevin Butler
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Arthur Lewis Pressman
Hearing Site: Boston, MA
Checkmark Icon$138,931
19-0062810/13/2021Claimant(s): Anita Karsch, Estate of Alvin Ralph Karsch
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Morgan Stanley, Roxann Romano
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Richard A. Cini, Michael Jaffe, Brian John Gallagher
Hearing Site: New York, NY
Checkmark IconExpungement
21-0089310/07/2021Claimant(s): Brian Matthews
Claimant Lawyers(s): Brian A. Matthews
Respondent(s): Morgan Stanley, Timothy Golier
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
Checkmark Icon$300
18-0102010/06/2021Claimant(s): Nancy Tucker
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Steven T. Stern, Gordon M. Wase, Kerrie A. Campbell-Garrett
Hearing Site: Philadelphia, PA
Checkmark Icon$104,900
17-0311210/06/2021Claimant(s): Delia Hauser, Hauser Non-Exempt Marital Trust 12/20/96
Claimant Lawyers(s): Delia Hauser
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Sandra L. Malek, Constance Ellen Boukidis, Raelynn Napper
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
21-0043809/29/2021Claimant(s): Marwan Karnabi
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
Checkmark Icon$0
20-0139109/24/2021Claimant(s): Andrew McLean, Susan McLean
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner
Hearing Site: New York, NY
Checkmark IconExpungement
21-0016009/22/2021Claimant(s): Aya Metwally
Claimant Lawyers(s): Ian McLoughlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Frederick W. Keuthen
Hearing Site: Boston, MA
18-0369609/20/2021Claimant(s): Jay Fagan, Sandra Fagan
Claimant Lawyers(s): Richard D. De Vita
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Howard J. Stiefel, Francis Carling, Richard Lee Mansdoerfer
Hearing Site: New York, NY
Checkmark IconExpungement

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