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FINRA Awards for Steven Gary Leventhal

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Displaying 11-19 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0228508/10/2021Claimant(s): Steeler Capital LLC
Claimant Lawyers(s): Lawrence V. Carra
Respondent(s): Brian Frank, Ascendant Alternative Strategies
Respondent Lawyers(s): K. B. Battaglini
Arbitrator(s): Philip M. Mandel, Steven Gary Leventhal, Leslie Conason
Hearing Site: New York, NY
Checkmark IconExpungement
20-0243302/17/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Michael Gopie
Respondent Lawyers(s): Michael P. Gopie
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
20-0094912/23/2020Claimant(s): Anil Jethmal
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Solid ISG Capital Markets, Westrock Advisors.
Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
18-0373503/20/2020Claimant(s): William Lee
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Francis J. LaSalla, Steven Gary Leventhal, Mitchell Regenbogen
Hearing Site: New York, NY
18-0267312/16/2019Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0
17-0080104/16/2019Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Bradley Fishman
Respondent(s): Jordan Berlin
Respondent Lawyers(s): Christopher D. Warren
Arbitrator(s): Anna Lascar, Steven Gary Leventhal, Harvey E. Benjamin
Hearing Site: New York, NY
15-0003405/13/2016Claimant(s): Estate of Virginia Clavan
Claimant Lawyers(s): Peter Clavan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Robert J. Kheel, Romaine L. Gardner, Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0
13-0103503/17/2014Claimant(s): Deeb Salem
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Andrew J. Frackman
Arbitrator(s): Martin H. Zern, Keith Roberts, Steven Gary Leventhal
Hearing Site: New York, NY
12-0220802/12/2013Claimant(s): Faisal Khan, Georgios Michos
Claimant Lawyers(s): Jack Delaney
Respondent(s): Philip Potter, Ralph Daiuto, Dimension Brokerage, Dimension Securities
Respondent Lawyers(s): Timothy A. Valliere
Arbitrator(s): Richard W. Vallario, Ira S. Cure, Steven Gary Leventhal
Hearing Site: New York, NY

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