| 14-00646 | 12/24/2015 | Claimant(s): David Merdinger, LionsGate TIC 2, Six Forks Station 21, TIC RI Torrance 19
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Julian F. Santos, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
|  | Expungement |
| 12-02596 | 05/20/2015 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Antonietta Acanfora, Arthur Tambaro, Bruce Levitus, Craig Vollono, Erica Mcginnis, Gregory Curley, Hal Gilbert, James Bodovitz, Jerome Murphy, Royal Alliance Associates., Joseph Neary, Justin Sacca, Kevin Danaher, Noah Sorkin, Ralph Roth, Randall Epright, Stacey Savitsky
Respondent Lawyers(s): Jonathan Thau
Arbitrator(s): Julian F. Santos, Alan Funk, Edward James O'Dowd
Hearing Site: Newark, NJ
| | |
| 14-01945 | 04/13/2015 | Claimant(s): Cheryl Caiazza, Gerald Abatemarco, III, Michael Tillman, Anthony Caiazza IRA, Bryan Gelman IRA, Eric Gelman IRA, Gerald Abatemarco IRA, Lynn Gelman IRA, Nancy Abatemarco IRA, Preston Gelman IRA, Anthony Caiazza and Cheryl Caiazza, Eric Gelman and Lynn Gelman, Gerald Abatemarco & Nancy Abatemarco, Joseph Gallina and Diane Gallina, Steven Tillman and Penny Tillman, ASB Profit Sharing Plan U/A DTD 9/1/85, A&A Brake Service Retirement Trust`
Claimant Lawyers(s): Martin P. Hunger
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Julian F. Santos, Alvin Green, Nancy Kramer
Hearing Site: New York, NY
| | Dismissed by Rule 12504 |
| 13-03703 | 02/04/2015 | Claimant(s): Adeola Palmer
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Leni D. Battaglia
Arbitrator(s): Julian F. Santos, Irwin Pronin, David J. Weisenfeld
Hearing Site: New York, NY
| | |
| 13-01247 | 12/31/2014 | Claimant(s): The Alice Bilinsky Trust
Claimant Lawyers(s): Alan Kestenbaum
Respondent(s): Deborah Mamber, Dino Carfora, E. Youngberg, Citigroup Global Markets., Julian Frank, Morgan Stanley, Michael Thom, Steven Hart, Steven Sapirstein
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Judith Fields Jurney, Josian Antoine
Hearing Site: New York, NY
| | $0 |
| 12-00206 | 10/17/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Joseph Vaccaro, Fusion Analytics Securities LLC
Respondent Lawyers(s): David Richan, Joseph Marc Vaccaro
Arbitrator(s): Julian F. Santos, Caryl D. Feldmann, Peter C. Salerno
Hearing Site: New York, NY
| | |
| 13-03073 | 08/14/2014 | Claimant(s): Juan Colon-Collazo
Claimant Lawyers(s): Juan Rafael Colon-Collazo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Julian F. Santos, Linda G. March, John Herbert Grefe
Hearing Site: New York, NY
| | |
| 10-03301 | 08/11/2014 | Claimant(s): Endre Balazs, Janet Delinger
Claimant Lawyers(s): Henry Pass, Richard G. Tuttle
Respondent(s): Andrew Levas, Bennett Firestein, Bill Grous, Morgan Stanley & Co.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Daniel J. McCarthy, Julian F. Santos, Joseph Christopher Rosa
Hearing Site: Newark, NJ
| | Expungement |
| 10-00154 | 05/14/2014 | Claimant(s): Richard Coale, Robert Hannam, Ronald White
Claimant Lawyers(s): Daniel Marino
Respondent(s): Christopher Dumont, Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Thomas Caiaffa, Julian F. Santos, Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | |
| 13-01093 | 04/28/2014 | Claimant(s): James Cohen
Claimant Lawyers(s): James D. Cohen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Julian F. Santos, Morton S. Bunis, Joseph H. Cerame
Hearing Site: Newark, NJ
| | $50,000 |
