| 15-03239 | 05/15/2017 | Claimant(s): Marjorie R. Brown Trust U/A/D 11/25/1997
Claimant Lawyers(s): Ralph J. Sirlin
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Robert J. Scafuri, A. Robert Stevenson, Melissa B. VanDam
Hearing Site: Detroit, MI
|  | $150,000 |
| 15-00010 | 05/03/2017 | Claimant(s): Steven Griff
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert T. Allen, John A. Baynes, Brock B. Gordon
Hearing Site: Charlotte, NC
| | $0 |
| 15-02192 | 04/12/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Thomas Avitabile
Respondent Lawyers(s): David P. Stich
Arbitrator(s): Irwin Kahn, David J. Pine, Keith Roberts
Hearing Site: New York, NY
| | |
| 15-00448 | 04/10/2017 | Claimant(s): Sherif Iskander
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harold M. Brody
Arbitrator(s): Christopher L. Mass, Tim James O'Keefe, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | |
| 16-02523 | 02/28/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Omer Ali-Taha
Respondent Lawyers(s): Omer Mohamed Ali-Taha
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
| | |
| 16-02457 | 02/07/2017 | Claimant(s): Jay Canell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 16-02906 | 01/31/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher Manuel Rodriguez
Respondent(s): Patrick Phillips
Respondent Lawyers(s): Patrick Jermaine Phillips
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
| | |
| 16-01301 | 12/27/2016 | Claimant(s): James Stewart, James C. Stewart IRA, F. Stewart Rev Liv Trust U/A/D/ 01/23/91, James C. Stewart Trust U/A/D/ 09/22/86
Claimant Lawyers(s): D. Daxton White
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Muriel Desloovere, Jacquelyn M. Shannon, Joseph John Mantione
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206 |
| 16-00017 | 12/13/2016 | Claimant(s): Julienne Ambrose
Claimant Lawyers(s): Alaba S. Ajetunmobi
Respondent(s): Citigroup Global Markets., Citibank NA
Respondent Lawyers(s): Eric R. Feld
Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Allen Edward Wisniewski
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02356 | 09/27/2016 | Claimant(s): Lance Lipkus
Claimant Lawyers(s): Joshua Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Mitchell Regenbogen
Hearing Site: New York, NY
| | $0 |
