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FINRA Awards for James Stewart

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0150203/13/2017Claimant(s): Kevin O'Neill
Claimant Lawyers(s): Meagan A. Lamberti
Respondent(s): James Stewart, JC Stewart Enterprises
Respondent Lawyers(s): D. Daxton White
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
Expungement
16-0130112/27/2016Claimant(s): James Stewart, James C. Stewart IRA, F. Stewart Rev Liv Trust U/A/D/ 01/23/91, James C. Stewart Trust U/A/D/ 09/22/86
Claimant Lawyers(s): D. Daxton White
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Muriel Desloovere, Jacquelyn M. Shannon, Joseph John Mantione
Hearing Site: Tampa, FL
Checkmark IconDismissed by Rule 12206

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