Potomac Analytics' Logo

FINRA Awards

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 8,771-8,780 out of 10,624 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0280103/22/2010Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Edward M. Olson, Joseph R. Papo, Martin Brosnan
Hearing Site: Detroit, MI
Checkmark Icon$588,490
09-0072803/22/2010Claimant(s): Dale Z. Jablonski, Indiv & as TTEE of, Dale and Mary L. Jablonski , Indiv and
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Michael Czerny
Respondent Lawyers(s): Michael Kipland Czerny
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Barbara A. Johannessen
Hearing Site: Detroit, MI
Checkmark Icon$150,000
09-0394403/22/2010Claimant(s): Jeffrey Kraemer, Linda Kraemer
Claimant Lawyers(s): Jeffrey Kraemer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John O. Murphy
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY
Checkmark Icon$59,251
09-0520703/22/2010Claimant(s): Clarice Ujhelyi, Julius Ujhelyi, Clarice E. Ujhelyi Living Trust, Julius Ujhelyi Living Trust
Claimant Lawyers(s): Julius C. Ujhelyi
Respondent(s): TD Ameritrade., J.P. Morgan Securities, Manuel Gonzalez
Respondent Lawyers(s): Catherine Luth, Manuel Gonzalez, Matthew E. Wolper
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL
Checkmark Icon$0
09-0081303/19/2010Claimant(s): James Searcy IRA, James Searcy Revocable Trust u/a/d 12/01
Claimant Lawyers(s): David Liebrader
Respondent(s): George Manska, Citigroup Global Markets., Shirley Gilreath
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Howard W. Shannon, Alan J. Duncan, James H. McAvoy
Hearing Site: Las Vegas, NV
Checkmark Icon$523,000
09-0269503/19/2010Claimant(s): Betty Thomas, Trini Thomas
Claimant Lawyers(s): Randall C. Place
Respondent(s): Donald Wojnowski, Eduardo Cabrera, Ronald Eiger, Todd Havemeister, Wofai Offem, Empire Financial Group., Jesup & Lamont Securities Corp
Respondent Lawyers(s): Sarah Y Khurana, Todd A. Zuckerbrod
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
Checkmark Icon$140,225
08-0298503/19/2010Claimant(s): David Goldberg & Rosalind Goldberg
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Cinnamon V. Davis
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
Checkmark Icon$0
08-0346203/18/2010Claimant(s): Nagai Rajendran
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Emmett A Larkin Company.
Respondent Lawyers(s): Jonathan Jacobson
Arbitrator(s): John J. Witkowski, Veera V. Konka, Mary Ellen Burns
Hearing Site: New York, NY
Checkmark Icon$388,560
09-0044803/18/2010Claimant(s): Mark Rosenfeld and Mona Rosenfeld
Claimant Lawyers(s): Evan H. Lechtman
Respondent(s): Raymond, James & Associates., Norman Nelson
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): John J. Jordan, Carol Corbett, Mary S. Wyatte
Hearing Site: Philadelphia, PA
Checkmark Icon$165,000
08-0500503/17/2010Claimant(s): Fagan Miller
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jan Preece Gaddis, Robert Steven Haught, David A. Laughlin
Hearing Site: Oklahoma City, OK
Checkmark Icon$14,377

10,624 Results

Display: