| 21-02549 | 02/02/2023 | Claimant(s): Steven Howell
Claimant Lawyers(s): Michael Hill
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Mark C. Perry, Alessandra Piras Torrens, Danielle Dudai
Hearing Site: Boca Raton, FL
|  | $0 |
| 21-01548 | 01/31/2023 | Claimant(s): Andres Rodriguez Martin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ocean Financial Services
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Will Murphy, Michael D Felton, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-00902 | 01/27/2023 | Claimant(s): Tom LeMieux
Claimant Lawyers(s): Tom LeMieux
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Catherine Stewart
Hearing Site: Manchester, NH
| | $0 |
| 22-00582 | 01/26/2023 | Claimant(s): Larry CarlockTen Com, Nancy Carlock Ten Com, Osmo Hautanen, Russell Graham, Beverly Bunting, Dewayne Perry, Edware & Debra Hare Ten Com, Faith Perry, James & Patricia H. Eccles JTWROS, Richard Sturlese, Theodore Bunting, William Flores, Jr & Mary Flores JTWROS, Doctors Diagnostics Imaging PA, Richard & Linda Sturlese 1992 Family Tru
Claimant Lawyers(s): Charles E. Scarlett, Donald L. Ferguson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Robert J. Gregory, Dineo Coleman Gary, Roger Dale Taylor
Hearing Site: Dallas, TX
| | $0 |
| 22-02012 | 01/26/2023 | Claimant(s): Andrea Rose Simpson
Claimant Lawyers(s): Andrew C. Simpson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 21-00104 | 01/26/2023 | Claimant(s): Oystein Haaverstad
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Salvatore Pizzimenti
Respondent Lawyers(s): Charles O'Rourke, Jamie John Worden, Salvatore Pizzimenti
Arbitrator(s): Jill Pilgrim, Edmund Siejka, Anjelica Cappellino
Hearing Site: New York, NY
| | $67,640 |
| 20-04061 | 01/25/2023 | Claimant(s): David A. Kollar and Shirin Maria Kollar
Claimant Lawyers(s): Bryan T Forman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): William E. Hartsfield, Joseph Neal Richardson, Patricia Ann Nolan
Hearing Site: Dallas, TX
| | Expungement |
| 22-01857 | 01/23/2023 | Claimant(s): Kareem Foreman
Claimant Lawyers(s): Kareem Foreman
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02503 | 01/20/2023 | Claimant(s): Alison Barrett, Robert Barrett
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): Morgan Stanley, Kyle Backus
Respondent Lawyers(s): Suzette J. Barnes
Arbitrator(s): Erik R. Siering, Roger A. Geddes, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | Expungement |
| 22-01830 | 01/19/2023 | Claimant(s): Keren Jeanfort and Fortuno Jeanfort
Claimant Lawyers(s): Keren Jeanfort
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | $0 |
