| 09-06998 | 06/18/2013 | Claimant(s): Burton Langer
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Charles Schwab & Co.., Matthew Weitzman
Respondent Lawyers(s): Frank J. Cuccio, Matthew Weitzman
Arbitrator(s): Mark Mendley, Michael Peter Yahr, Michael S. Lazan
Hearing Site: New York, NY
|  | $2,750,000 |
| 10-04327 | 06/18/2013 | Claimant(s): Marguerite Arora, Raveen Arora, The Arora Family Trust
Claimant Lawyers(s): Gerard P. Fox
Respondent(s): Chuck Roberts, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Herbert Murez, Thomas R. Watkins, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | $205,028 |
| 12-00340 | 06/18/2013 | Claimant(s): Steven Constantino IRA, Steven Constantino Joint Account
Claimant Lawyers(s): Jonathan Earl Rosenbaum
Respondent(s): Joseph Starr, Ferris, Baker Watts
Respondent Lawyers(s): Donald S. Arbour, Joseph P. Starr
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
| | $15,225 |
| 12-02579 | 06/18/2013 | Claimant(s): Stanley Bergenfeld
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Michael Kerper
Respondent Lawyers(s): Harvey F. Friedman
Arbitrator(s): Alice J. Johnson, David Rich, John B. Sochacki
Hearing Site: Boca Raton, FL
| | $145,530 |
| 11-03725 | 06/18/2013 | Claimant(s): Laurent La Brie
Claimant Lawyers(s): Andrew L. Jiranek
Respondent(s): TD Ameritrade., Scott Cornett
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
| | $0 |
| 12-02081 | 06/18/2013 | Claimant(s): Harvey Loomstein Irrevocable Trust, Joseph Loomstein Irr Tr, The Mildred Loomstein GST Exempt Irrv Tr, The Mildred Loomstein GST Non-Exmpt Tr
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Jeffrey Stern, FSC Securities Corporation
Respondent Lawyers(s): Jason A. Richardson, Justin Sacca
Arbitrator(s): Louis J. Weber, Patricia B. Lehtola, Martha Z. Ralstin
Hearing Site: Dallas, TX
| | $0 |
| 12-03561 | 06/18/2013 | Claimant(s): Emil Shasha, V. S. Shasha Revc Liv Trust UAD
Claimant Lawyers(s): Emil Shasha
Respondent(s): E*Trade Securities LLC, J.P. Morgan Invest LLC
Respondent Lawyers(s): Christopher Reyes, Meredith Felde Hoffman
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | $0 |
| 12-03667 | 06/18/2013 | Claimant(s): International Financial Solutions.
Claimant Lawyers(s): Joel R. Beck
Respondent(s): Loma Agashiwala, Mahesh Agashiwala
Respondent Lawyers(s): Rejan K. Pillai
Arbitrator(s): Annette B. Meyers
Hearing Site: New York, NY
| | $0 |
| 12-01422 | 06/17/2013 | Claimant(s): Wolf Friedman & Lillian Friedman Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Steven Ira Weinberger, Laurence V. Senn, Thomas Emory Carroll
Hearing Site: Boca Raton, FL
| | $0 |
| 12-02617 | 06/17/2013 | Claimant(s): Edward E. Schutt TTEE, June E. Schutt TTEE
Claimant Lawyers(s): June Schutt
Respondent(s): Bryan Solomon
Respondent Lawyers(s): Bryan Jeffery Solomon
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
| | $213 |
