| 14-00942 | 01/29/2015 | Claimant(s): David Rampulla
Claimant Lawyers(s): David J. Rampulla
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
|  | $0 |
| 13-03243 | 01/28/2015 | Claimant(s): Lynette Anderson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | $0 |
| 14-01363 | 01/28/2015 | Claimant(s): Deanne Lee, Mark Lee
Claimant Lawyers(s): Mark A. Lee
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Carol Ann Jensen
Hearing Site: San Francisco, CA
| | $0 |
| 14-02776 | 01/27/2015 | Claimant(s): Devon Still, Orlando Franklin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Jinesh Brahmbhatt
Respondent Lawyers(s): Jinesh Pravin Brahmbhatt
Arbitrator(s): David L. Erickson
Hearing Site: Denver, CO
| | $1,413,500 |
| 11-04194 | 01/27/2015 | Claimant(s): The Geiersbach Family Trust
Claimant Lawyers(s): Kyla V. Alexander
Respondent(s): Doreen Scott, Ameriprise Financial Services.
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Charles R. Tindell, Gail E. Sasnett-Stauffer, Robert Finder
Hearing Site: Jacksonville, FL
| | $0 |
| 13-01827 | 01/27/2015 | Claimant(s): Deborah Medellin, Hector Medellin
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Samuel Nelson-Archer
Respondent Lawyers(s): Robert L. Horn
Arbitrator(s): Malcolm Edwin Whittaker, Clark Willis Richards, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $17,486 |
| 13-02821 | 01/26/2015 | Claimant(s): Dorothy Robertson
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M Hoffman
Arbitrator(s): Philip I. McConnell, Maurice J. Fallas, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | $0 |
| 13-03313 | 01/23/2015 | Claimant(s): Karen Bonnheim
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur F. Brueggeman, Constance Ellen Boukidis, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $351,400 |
| 14-00825 | 01/23/2015 | Claimant(s): William Nepute
Claimant Lawyers(s): William R. Nepute
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony I. Valenzuela
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | $42,344 |
| 14-00908 | 01/23/2015 | Claimant(s): Wayne D. Atkins
Claimant Lawyers(s): Wayne D. Atkins
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
