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FINRA Awards for Dorothy Robertson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0282101/26/2015Claimant(s): Dorothy Robertson
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M Hoffman
Arbitrator(s): Philip I. McConnell, Maurice J. Fallas, Daniel Stephen Dexter
Hearing Site: Houston, TX
Checkmark IconExpungement

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