| 13-00209 | 08/21/2015 | Claimant(s): Michael Kohlenstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Oderman, Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema, Robert J. Harvey
Arbitrator(s): Gordon M. Wase, John Leslie Coker, Naomi Ime Blake
Hearing Site: Baltimore, MD
|  | $70,359 |
| 14-02287 | 08/21/2015 | Claimant(s): Charles Prine, TTEE
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren
Hearing Site: Jackson, MS
| | $0 |
| 14-03670 | 08/21/2015 | Claimant(s): Kevin Ciambruschini
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Maurice R. Dunie
Hearing Site: Baltimore, MD
| | $300 |
| 13-02061 | 08/20/2015 | Claimant(s): Ardalia Criner, Gary Hall, Gina Hall, Helen Sanders, William Sanders
Claimant Lawyers(s): Andrew Stoltman
Respondent(s): Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): David K. Miller, Heidi E. VonderHeide
Arbitrator(s): Robert G. Scott, John M. Wehrman, Susan Ann Berson
Hearing Site: Wichita, KS
| | Expungement |
| 14-00732 | 08/20/2015 | Claimant(s): Herschell Allen
Claimant Lawyers(s): John Da Grosa Smith
Respondent(s): James Arnett, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): James R. McGuone, Frances L. Wolff, John D. Mattingly
Hearing Site: Atlanta, GA
| | $0 |
| 14-00316 | 08/19/2015 | Claimant(s): Anne Kee, James Kee, John McCormick
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Charles Moore, Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore
Arbitrator(s): Edward J. Costello, Jeffrey Wittenberg, Mark Thomas Risner
Hearing Site: Los Angeles, CA
| | $985,314 |
| 13-02511 | 08/18/2015 | Claimant(s): Cynthia Scott, Jean Ruggiero
Claimant Lawyers(s): Michael James Maloney
Respondent(s): Aldo Valente, Wells Fargo Advisors Financial Network, Citigroup Global Markets., Nelson Martins, MetLife Investors Distribution Company
Respondent Lawyers(s): David J. Butler, Michael Naccarato
Arbitrator(s): Clarence Smith, Frank Joseph Clemens, Phillip Weitzman
Hearing Site: New York, NY
| | Expungement |
| 14-03382 | 08/18/2015 | Claimant(s): Robert O. Porter and Mary H. Porter Fami
Claimant Lawyers(s): Robert A Prahl
Respondent(s): Wells Fargo Advisors, Laheeb Karana
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | Expungement |
| 14-01437 | 08/18/2015 | Claimant(s): IRA FBO Robert Elizondo
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jon Sanchez
Respondent Lawyers(s): Steven F. Bus
Arbitrator(s): Paul H. Lamboley
Hearing Site: Reno, NV
| | $78,725 |
| 15-00216 | 08/18/2015 | Claimant(s): Lizabeth Smith
Claimant Lawyers(s): David Neuman
Respondent(s): Century Securities Associates.
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
| | $0 |
