| 23-01680 | 09/26/2024 | Claimant(s): Robert Rosenfeld DDS Retirement Plan
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Cheryl H. Agris, Terrance J. Nolan, Jay William Pozenel
Hearing Site: New York, NY
|  | $0 |
| 23-02260 | 09/12/2024 | Claimant(s): Muharrem Nezaj, 23 Hoffman LLC, 3155-3157 Villa.
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Scott Offerman, Concorde Investment Services
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Clarence Smith, Cheryl H. Agris, Elaine Shay
Hearing Site: New York, NY
| | $0 |
| 19-03272 | 10/27/2023 | Claimant(s): 1926 Realty LItigation
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Carlos Benitez, Jeffrey Marcus, Jesus Gangi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Fred S. Pieroni, Cheryl H. Agris, Erica Bunin
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-03910 | 12/23/2022 | Claimant(s): Diane Pomponio
Claimant Lawyers(s): Diane Pomponio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cheryl H. Agris, Lorrie E Whitfield, John Warner Lowe
Hearing Site: New York, NY
| | Expungement |
| 20-04109 | 08/12/2022 | Claimant(s): Hilary Diaz
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | Expungement |
| 19-03752 | 11/09/2020 | Claimant(s): Donald Robbins
Claimant Lawyers(s): David M. Rosenfield
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Thomas E. Duggan, Sandra J. Mullings, Cheryl H. Agris
Hearing Site: New York, NY
| | Expungement |
| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan
Claimant Lawyers(s): David B Newman
Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster
Hearing Site: New York, NY
| | Settlement |
| 19-00525 | 07/08/2019 | Claimant(s): Jadina Lilien
Claimant Lawyers(s): Jadina Lilien
Respondent(s): Mark Kolta
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | $0 |
| 15-00996 | 07/05/2016 | Claimant(s): Anthony Romano
Claimant Lawyers(s): Adam Nicolazzo
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Carole L. Green, Cheryl H. Agris, Ronald F. Rosner
Hearing Site: New York, NY
| | $142,168 |
| 13-01564 | 02/09/2015 | Claimant(s): Michael Kealy
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Harvey Fuchs, MML Investors Services
Respondent Lawyers(s): Julie E. Ravis, Kate E. DiGeronimo
Arbitrator(s): Cheryl H. Agris, Andrew J. Gerber, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | Expungement |
