23-01680 | 09/26/2024 | Claimant(s): Robert Rosenfeld DDS Retirement Plan Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy Winer Arbitrator(s): Cheryl H. Agris, Terrance J. Nolan, Jay William Pozenel Hearing Site: New York, NY
| | $0 |
23-02260 | 09/12/2024 | Claimant(s): Muharrem Nezaj, 23 Hoffman LLC, 3155-3157 Villa. Claimant Lawyers(s): Michael C. Bixby Respondent(s): Scott Offerman, Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Clarence Smith, Cheryl H. Agris, Elaine Shay Hearing Site: New York, NY
| | $0 |
19-03272 | 10/27/2023 | Claimant(s): 1926 Realty LItigation Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Carlos Benitez, Jeffrey Marcus, Jesus Gangi, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Fred S. Pieroni, Cheryl H. Agris, Erica Bunin Hearing Site: Jersey City, NJ
| | Expungement |
20-03910 | 12/23/2022 | Claimant(s): Diane Pomponio Claimant Lawyers(s): Diane Pomponio Respondent(s): David Lerner Associates. Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Cheryl H. Agris, Lorrie E Whitfield, John Warner Lowe Hearing Site: New York, NY
| | Expungement |
20-04109 | 08/12/2022 | Claimant(s): Hilary Diaz Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY
| | Expungement |
19-03752 | 11/09/2020 | Claimant(s): Donald Robbins Claimant Lawyers(s): David M. Rosenfield Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Thomas E. Duggan, Sandra J. Mullings, Cheryl H. Agris Hearing Site: New York, NY
| | Expungement |
17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan Claimant Lawyers(s): David B Newman Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster Hearing Site: New York, NY
| | Settlement |
19-00525 | 07/08/2019 | Claimant(s): Jadina Lilien Claimant Lawyers(s): Jadina Lilien Respondent(s): Mark Kolta Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY
| | $0 |
15-00996 | 07/05/2016 | Claimant(s): Anthony Romano Claimant Lawyers(s): Adam Nicolazzo Respondent(s): Garden State Securities. Respondent Lawyers(s): Martin P. Unger Arbitrator(s): Carole L. Green, Cheryl H. Agris, Ronald F. Rosner Hearing Site: New York, NY
| | $142,168 |
13-01564 | 02/09/2015 | Claimant(s): Michael Kealy Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Harvey Fuchs, MML Investors Services Respondent Lawyers(s): Julie E. Ravis, Kate E. DiGeronimo Arbitrator(s): Cheryl H. Agris, Andrew J. Gerber, Brian Lawrence Berlandi Hearing Site: New York, NY
| | Expungement |