| 23-00040 | 03/29/2024 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Worden Capital Management LLC, Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes, Jamie J. Worden
Arbitrator(s): Cheryl H. Agris, John Clark Van Steen, Susan Romano
Hearing Site: New York, NY
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| 22-01798 | 06/07/2023 | Claimant(s): Michael Bosl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
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| 19-00675 | 04/26/2022 | Claimant(s): George Fayezishk
Claimant Lawyers(s): Brian Heller. Esq
Respondent(s): Richard Simonetti, New York Life Insurance Company
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Cheryl H. Agris, Andrew M. Schmertz, Howard Alan Grinsberg
Hearing Site: New York, NY
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| 20-03070 | 03/29/2022 | Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
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| 19-00678 | 10/11/2019 | Claimant(s): Michael Gimeli
Claimant Lawyers(s): Irwin Weltz
Respondent(s): GunnAllen Financial, First Cambridge Securities Corporation, First Midwest Securities., Investec Ernst & Company
Respondent Lawyers(s): Deborah Ann Williams, Kelly Sutton, Stanley R. Goldstein, Stephen M. Medow
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
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| 18-03094 | 08/09/2019 | Claimant(s): Alan Green, David Robert, Jonathan Staiman, Vincent Miller, William Miller
Claimant Lawyers(s): Michael A. Balascio
Respondent(s): Bertram Riley, Petersen Investments.
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Susan C. Lushing, Cheryl H. Agris, Stephen J. Patti
Hearing Site: New York, NY
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| 17-00441 | 03/28/2019 | Claimant(s): Todd Schwendiman
Claimant Lawyers(s): Todd G. Schwendiman
Respondent(s): Alternative Asset Investment Management
Respondent Lawyers(s): Victor Park
Arbitrator(s): Cheryl H. Agris, Emily Bab Kirsch, Lawrence Williams
Hearing Site: New York, NY
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| 13-00570 | 06/19/2015 | Claimant(s): Michael Regina, Patrick Teutonico
Claimant Lawyers(s): Michael Regina, Patrick Teutonico
Respondent(s): Matthew DiGregorio
Respondent Lawyers(s): Gus Michael Farinella
Arbitrator(s): Mark Hammaren, Cheryl H. Agris, Ann P. Bruch
Hearing Site: New York, NY
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| 11-01431 | 02/06/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan David Berg
Respondent(s): David Lenahan
Respondent Lawyers(s): David Lenahan
Arbitrator(s): Cheryl H. Agris
Hearing Site: Hartford, CT
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| 11-04540 | 06/05/2013 | Claimant(s): Harry Jaffe
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Edward Baer, Martin H. Zern, Cheryl H. Agris
Hearing Site: New York, NY
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