22-01135 | 02/23/2023 | Claimant(s): Susan Bergin Claimant Lawyers(s): Susan Bergin Respondent(s): Daniel Sypien, Edward Jones, Sherry Wilson Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL
| | $0 |
21-01477 | 12/12/2022 | Claimant(s): Estate of Anita Mankowski Claimant Lawyers(s): Maria L. Kreiter Respondent(s): Morgan Stanley, Richard Behrendt Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Leon Fox, Susanne J. Hollander, Raymond P. Buschmann Hearing Site: Milwaukee, WI
| | $0 |
20-03502 | 01/21/2022 | Claimant(s): Burns Francis Trustee U/D/T 4-24-2016, Charlyn Austin, Francis D.B. Tate II Claimant Lawyers(s): Francis D.B. Tate Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Susanne J. Hollander, Allen Greenberg, Matthew D Arbit Hearing Site: Chicago, IL
| | Dismissed by Rule 12212(c) |
20-03792 | 05/20/2021 | Claimant(s): Charles Fremont Claimant Lawyers(s): Charles L. Fremont Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Geoff Beckham Arbitrator(s): James Richard Carlson, Susanne J. Hollander, Mark A. Frankel Hearing Site: Milwaukee, WI
| | Dismissed by Rule 12206 |
18-02583 | 01/15/2020 | Claimant(s): Aneita Doering Claimant Lawyers(s): Todd Neuman Respondent(s): Gregory Coffing, Edward Jones Respondent Lawyers(s): Todd A. Holleman Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz Hearing Site: Columbus, OH
| | $0 |
16-01784 | 03/22/2019 | Claimant(s): Anne Grey Claimant Lawyers(s): Evan H. Frederick Respondent(s): Anthony Grey, Sterne, Agee & Leach. Respondent Lawyers(s): Julie W. Portera, Phillip J. Snyderburn Arbitrator(s): Susanne J. Hollander, Kenrick Albert Pratt, Lynn Francia Nelson Hearing Site: Orlando, FL
| | $400,000 |
15-03467 | 06/14/2018 | Claimant(s): James Schiller, Jean Schiller Claimant Lawyers(s): Terrence Polich Respondent(s): Morgan Stanley, Keith Bryan, Robert Frank Respondent Lawyers(s): Jeremy S. Winer, Stephen L. Morgan Arbitrator(s): P. J. Boylan, Susanne J. Hollander, Michael Jay Buffoni Hearing Site: Milwaukee, WI
| | Expungement |
16-02234 | 04/14/2017 | Claimant(s): Nancy Montelbano Claimant Lawyers(s): John J. Muldoon Respondent(s): Morgan Stanley, Stuart Zimmerman, Thomas Wielgos Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL
| | $225 |
15-01917 | 12/27/2016 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Leandro Palencia Respondent(s): Alexander Alternative Capital Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): Susanne J. Hollander Hearing Site: Miami, FL
| | $0 |
12-03901 | 03/10/2015 | Claimant(s): Sandra Harder Claimant Lawyers(s): Erwin Cohn Respondent(s): Benjamin Pahl, Fidelity Brokerage Services LLC, Money Concepts Capital Corp Respondent Lawyers(s): Joel M. Everest, Kathy M. Klock Arbitrator(s): Kenneth N. Adamson, Susanne J. Hollander, Harvey R. Herman Hearing Site: Chicago, IL
| | Expungement |