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FINRA Awards for Francis D.B. Tate II

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0350201/21/2022Claimant(s): Burns Francis Trustee U/D/T 4-24-2016, Charlyn Austin, Francis D.B. Tate II
Claimant Lawyers(s): Francis D.B. Tate
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Susanne J. Hollander, Allen Greenberg, Matthew D Arbit
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12212(c)

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