| 23-01530 | 08/23/2024 | Claimant(s): Christopher Hildreth
Claimant Lawyers(s): Daniel B. Grossman
Respondent(s): Truist Securities.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Susanne J. Hollander, Susan L. Walker, Jeffrey L. Durkes
Hearing Site: Chicago, IL
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| 23-02652 | 04/18/2024 | Claimant(s): Joseph Silich
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander, Felice Janine Batlan, Adrienne Michelle Adams
Hearing Site: Chicago, IL
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| 23-01371 | 11/10/2023 | Claimant(s): Michael Fantasia
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. PIzzitola
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 22-02659 | 06/13/2023 | Claimant(s): Chenguttuvan Surendran
Claimant Lawyers(s): James P. Galvin
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Sue Zouky
Arbitrator(s): Susanne J. Hollander, James Hofheimer, Jean Jacques Kande
Hearing Site: Chicago, IL
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| 22-01225 | 06/02/2023 | Claimant(s): Matthew King
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 23-00026 | 03/22/2023 | Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 20-03079 | 08/17/2022 | Claimant(s): Andrew Hughes
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Lindsay Wuller Aggarwal
Arbitrator(s): Susanne J. Hollander, Charles Kahn, Jennifer Bruzas
Hearing Site: Milwaukee, WI
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| 17-02733 | 04/13/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Izhar Shefer
Respondent Lawyers(s): Nera Shefer
Arbitrator(s): Susanne J. Hollander, Lawrence Robert Gould, Joseph Michael Librie
Hearing Site: Miami, FL
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| 21-01283 | 03/17/2022 | Claimant(s): Anthony Riscili
Claimant Lawyers(s): James P. Galvin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Susanne J. Hollander, Michael R. Sherwin, Alfonso Cobb
Hearing Site: Chicago, IL
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| 21-01466 | 03/09/2022 | Claimant(s): David Hohmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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