| 19-03286 | 04/12/2021 | Claimant(s): Arun Virick, Michael Fishman, Nazim Lokhandwala, Steven Rothstein, Tom Nolan, Veronica Marano, Entrust Group Inc FBO David W Rackiewicz, Provident Trust Group LLC FBO Eran Cohen, Cushman Family Trust, Terran Holding Company
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Larry Cohen
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Thomas D. Giordano, Ira A. Auerbach, David J. Weisenfeld
Hearing Site: New York, NY
|  | Expungement |
| 16-00665 | 09/13/2016 | Claimant(s): Marguerite Cuocolo, Robert Cuocolo
Claimant Lawyers(s): Robert Cuocolo
Respondent(s): J.P. Morgan Securities, Peter Ferriello
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): David J. Weisenfeld
Hearing Site: New York, NY
| | $600 |
| 14-01662 | 06/16/2016 | Claimant(s): Ronald Curtis, Stuart Curtis Family Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Francis J. LaSalla, David J. Weisenfeld, Cirino M. Bruno
Hearing Site: New York, NY
| | $352,815 |
| 11-03815 | 03/27/2015 | Claimant(s): Walrus Master Fund Limited
Claimant Lawyers(s): Michael S. Schlesinger
Respondent(s): Goldman, Sachs and Company, Goldman Sachs Execution & Clearing, L.P.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Boyd H. Scheff, Jean C. Black, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
| 14-01897 | 01/06/2015 | Claimant(s): Adolf Stepaniuk
Claimant Lawyers(s): Adolf Stepaniuk
Respondent(s): Shawn Saguid
Respondent Lawyers(s): Shawn Saguid
Arbitrator(s): David J. Weisenfeld
Hearing Site: New York, NY
| | $213 |
| 13-03364 | 12/22/2014 | Claimant(s): Richard Brooks
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Alexandra L. Dunaif, Arthur M. Handler, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
| 13-03563 | 10/24/2014 | Claimant(s): Jerry Ratledge
Claimant Lawyers(s): Jerry T. Ratledge
Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson
Respondent Lawyers(s): Irwin Weltz, Stephen Renaud
Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum
Hearing Site: New York, NY
| | Expungement |
| 11-04239 | 08/22/2013 | Claimant(s): Susan Moses, William Fand, Susan Moses IRA
Claimant Lawyers(s): Anthony James Eccleston
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Lauren R. Fox
Arbitrator(s): Harold I. Geringer, Paul S. Biederman, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
| 12-00528 | 04/25/2013 | Claimant(s): Donald Kress, Patricia Kress
Claimant Lawyers(s): Michael Hanson
Respondent(s): John Orlando, Sterne Agee Financial Services.
Respondent Lawyers(s): David Feingold
Arbitrator(s): Jack Friedman, David J. Weisenfeld, Nicholas C. George
Hearing Site: New York, NY
| | $0 |
| 09-03454 | 03/30/2012 | Claimant(s): Irene Kaufman Trust by Irene & Bernice K
Claimant Lawyers(s): Lloyd De Vos
Respondent(s): Diane Frimmel, John Hannasch, UBS Financial Services Inc., Marten Hoekstra, Michael Weisberg
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Ilene Barbara Zatkin-Butler, Milton M. Stein, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
