| 15-00852 | 06/12/2018 | Claimant(s): Gail Fortune, Crost Imports.
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Harold White, Kathleen Shave, Louis Kittlaus, Ashton Capital Management.
Respondent Lawyers(s): Harold Carse White, Kathleen Ann Shave, Louis Karl Kittlaus
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
|  | $2,145,300 |
| 17-00458 | 06/11/2018 | Claimant(s): Anita Eubank
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly
Respondent Lawyers(s): Robert Gonser, Tara A. LaClair
Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-00399 | 06/08/2018 | Claimant(s): Robynn Dorffi, Wesley Dorffi, Dorffi Family Trust dated 12/19/2003
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): David Snyder, Morgan Stanley & Co.
Respondent Lawyers(s): Lisa Bertain
Arbitrator(s): Arthur T. Berggren, Michael John Florio, Michael Richard Henri Post
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00166 | 06/07/2018 | Claimant(s): Thomas Yague
Claimant Lawyers(s): Thomas L. Gourde
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Timothy Owen
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Mario H. Metzger, Benjamin F. Breslauer, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-00285 | 05/23/2018 | Claimant(s): Stuart Sherman
Claimant Lawyers(s): Becky Steiger
Respondent(s): Sagepoint Financial., Thomas Goodson, AmeriFlex
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-02047 | 05/16/2018 | Claimant(s): Benel Inc
Claimant Lawyers(s): Rone Oren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Sandra L. Malek, Milton N. Gross, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12504 |
| 17-02565 | 04/19/2018 | Claimant(s): Gary Barnbaum
Claimant Lawyers(s): Gary M. Barnbaum
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Edward A. Trabin
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02661 | 04/02/2018 | Claimant(s): Elaine Peconi, The Elaine Peconi Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Mary M. O'Neil, Natalie Panossian-Bassler, Stephen Mack
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-02160 | 03/22/2018 | Claimant(s): Joel Anderson
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Sica, Matthew Wesley, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-03642 | 03/22/2018 | Claimant(s): Gitte Pedersen, Gene Barger's Body and Estate
Claimant Lawyers(s): Gitte Pedersen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Van Name
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
