20-01741 | 06/14/2022 | Claimant(s): Gary Amato Claimant Lawyers(s): Kirk G Smith Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford Hearing Site: Pittsburgh, PA
| | $0 |
19-00941 | 05/09/2022 | Claimant(s): Elizabeth Berlin, Stephen Berlin Claimant Lawyers(s): James L. Kauffman Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Robert E. Anderson, Edward W. Morris, William Stephen Mailander Hearing Site: Wilmington, DE
| | Expungement |
20-01561 | 02/24/2022 | Claimant(s): George Stelljes Claimant Lawyers(s): Jason E. Tauches Respondent(s): Christopher Lopez, Forrest Jones Respondent Lawyers(s): Christopher Knight Lopez, Forrest Jones Arbitrator(s): Henry R. Oppenheimer, Robert L. Chase, Robert E. Anderson Hearing Site: Providence, RI
| | $200,000 |
21-00313 | 12/02/2021 | Claimant(s): Daniel Massry, Iris Massry, Isaac Massry, Linda Massry, Marilyn Massry, Mark Massry, Rochelle Massry, Danmas Claimant Lawyers(s): Michael Hill Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Robert E. Anderson, Sam Antar, Martin R. Cramer Hearing Site: Jersey City, NJ
| | Expungement |
20-00395 | 07/21/2021 | Claimant(s): Dmitry Kreslavskiy, Yevgeniya Kreslavskaya, Dmitry Kreslavskiy IRA, Yevgeniya Kreslavskaya IRA Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Concorde Investment Services Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Robert R. Salman, Robert E. Anderson, Patrick R. Westerkamp Hearing Site: Jersey City, NJ
| | Expungement |
20-01948 | 04/13/2021 | Claimant(s): Daniel Freebery Claimant Lawyers(s): Daniel P. Freebery Respondent(s): Jeffery Paytas, Fidelity Brokerage Services LLC, Nathaniel Wright Respondent Lawyers(s): Joel M. Everest, Noah D. Sorkin Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
| | $300 |
19-00007 | 03/09/2021 | Claimant(s): Susan Cable, Estate of Graham M. Polonsky Claimant Lawyers(s): Alexander Aron Flig Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Samuel H. Chorches, Robert E. Anderson, Denise L. Presley Hearing Site: Boston, MA
| | $0 |
15-03140 | 10/30/2020 | Claimant(s): Michael Magno Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Karimu F. Hill-Harvey, Robert E. Anderson, Adam S. King Hearing Site: Syracuse, NY
| | $0 |
18-01725 | 04/03/2020 | Claimant(s): Peter Josten Claimant Lawyers(s): Brian A. Carlis Respondent(s): LPL Financial LLC, Moors & Cabot. Respondent Lawyers(s): George D. Sullivan, Robert A. Giacovas Arbitrator(s): Robert E. Anderson, Suzanne M. Carter, Linda Frances Spiegel Hearing Site: Newark, NJ
| | $0 |
19-02482 | 02/07/2020 | Claimant(s): Toussaint Abessolo Claimant Lawyers(s): Toussaint R. Abessolo Respondent(s): Robinhood Financial, Robinhood Securities Respondent Lawyers(s): Jonathan J. Brennan Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
| | $260 |