| 16-03273 | 08/10/2018 | Claimant(s): Rosemary Perera, Rosemary Perera IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Natalie N. FitzGerald
Arbitrator(s): Richard J. Stall, Alan M. Rosen, Barry A. Fisher
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
| 16-01370 | 09/05/2017 | Claimant(s): France Pollack, France Pollack Rollover IRA, The F/T Barry Pollack Trust Profit Shari
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John S. Worden
Arbitrator(s): Richard J. Stall, Susan B. Gans-Smith, Peter D. Steinbroner
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02655 | 10/24/2016 | Claimant(s): Western Wall & Ceiling Contractors Assoc
Claimant Lawyers(s): Burton Mark Senkfor
Respondent(s): Ronald Lee, Lee Capital Management, RJL Partners L.P.
Respondent Lawyers(s): Ronald J. Lee
Arbitrator(s): Richard J. Stall, Constance Ellen Boukidis, Owen Frances
Hearing Site: Los Angeles, CA
| | $200,425 |
| 15-02734 | 07/01/2016 | Claimant(s): Brandon Price, Carol Price, Cody Price, Jonathan Washington, Leslie Price, Patrick Price, Tania Price-Tilley, William Washington, Ecstasy Queen
Claimant Lawyers(s): Tania L. Price-Tilley
Respondent(s): Angela Bearup, Bahram Shidoosh, Craig Connor, Daniel Fuller, James Shoultz, Jeffrey Paulson, John Gustafson, Karen Smith, Kelley Densham, Charles Schwab & Co.., Rachel Brown, Richard Schroeder, Sean Connolly, Stephen Petti, Stephen Jay Muth
Respondent Lawyers(s): Angela Michelle Bearup, Dorothy Wolpert, Jeffrey Thomas Paulson, Mark T. Drooks
Arbitrator(s): Richard J. Stall, Edward Banian, Dana L. Bigman
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 14-00309 | 09/09/2015 | Claimant(s): Laurie Andrews, Robert Andrews, Griffin Capital (Westmont) Investor 21,
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Kevin Shields, Markel Petty, Michael Lynch, Raymond Stovall, Direct Capital Securities., Griffin Capital Securities.
Respondent Lawyers(s): Kenyon Harbison, Markel Dashiell Petty, Michael Van Lynch, Raymond P. Stovall
Arbitrator(s): Richard J. Stall, Peter J Cohen, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $245,200 |
| 14-00269 | 06/25/2015 | Claimant(s): Cathryn Baird, Robert Baird
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Dale Hall, John Gessford, Capwest Securities., Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore, Dale K. Hall, Dale Keith Hall, Kelly F. Ryan
Arbitrator(s): Richard J. Stall, Steven A. Wawra, Jeanne E. Irving
Hearing Site: Los Angeles, CA
| | $107,910 |
| 13-03231 | 02/04/2015 | Claimant(s): Lila Luttrell
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): George Bokios, Regal Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Blaine Smith, Richard J. Stall, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-01522 | 09/10/2014 | Claimant(s): Sandra Liebhaber
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): June McLaughlin, Richard J. Stall, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00577 | 08/30/2013 | Claimant(s): Dyson Lovell, Robert Einstein
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Bel Air Securities LLC
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Herbert Murez, Arthur F. Brueggeman, Richard J. Stall
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04047 | 03/27/2013 | Claimant(s): Karen Lamoreaux, Karen Lamoreaux IRA, The Socal Air. Profit Sharing Plan, The Lamoreaux Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Eric Cannon, Gitty Rahbar, Kimberly Michel, MML Investors Services
Respondent Lawyers(s): Eric Christopher Cannon, Louis H. Castoria, Sylvia M. Scott, William P. Thornton
Arbitrator(s): Richard J. Stall, Eugene A. Taylor, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | $1,137,920 |
