14-01285 | 11/11/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Charles N. Bland Respondent(s): Shannon Powers-Solomon Respondent Lawyers(s): Stephen J. Wiard Arbitrator(s): Richard J. Stall, Olivia J. Valentine, Kenneth Paul Strongman Hearing Site: Los Angeles, CA
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14-00632 | 06/15/2015 | Claimant(s): Shahid Karim Claimant Lawyers(s): Lottie Cohen Respondent(s): Citigroup Global Markets., Citi Bank, NA Respondent Lawyers(s): Benjamin A. Tulis, Theresa M. Marchlewski Arbitrator(s): Mark S. Priver, Richard J. Stall, Christopher L. Mass Hearing Site: Los Angeles, CA
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10-01701 | 01/16/2015 | Claimant(s): Richard Finelli Claimant Lawyers(s): Robert J. Girard Respondent(s): Eaton Vance Distributors. Respondent Lawyers(s): Robert A. Buhlman Arbitrator(s): Carolyn V. Quadt, Richard J. Stall, Russell T. Doe Hearing Site: Los Angeles, CA
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12-02964 | 10/03/2014 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Lawrence Digioia, Matthew Celenza Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): Herbert Leslie Greenberg, Theresa Y. Hu, Richard J. Stall Hearing Site: Los Angeles, CA
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10-04465 | 07/02/2014 | Claimant(s): Daniel Becerra Claimant Lawyers(s): S. Adam Spiewak Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Jodi S. Cohen Arbitrator(s): Basil Lewis, Richard J. Stall, Joseph C. Watson Hearing Site: Los Angeles, CA
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10-04257 | 06/10/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Philip Duamarell Respondent Lawyers(s): Michael Blumenfeld Arbitrator(s): Richard J. Stall, Robert Bruce MacDonald, Thomas W. Gregory Hearing Site: Los Angeles, CA
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12-03623 | 04/28/2014 | Claimant(s): Deanna Buchholz Claimant Lawyers(s): Jody L. Winter Respondent(s): Cambridge Investment Research Advisors,, Cambridge Investment Research. Respondent Lawyers(s): Sam Y. Edgerton Arbitrator(s): Richard J. Stall, Robert Dean McKinley, Brant Jackson Griffin Hearing Site: Los Angeles, CA
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08-01957 | 03/09/2011 | Claimant(s): "Bruce" Moghaddam-Jafary Claimant Lawyers(s): Faramarz Moghaddam-Jafary Respondent(s): Ameriprise Financial Services., Ameriprise Financial. Respondent Lawyers(s): Bryan C. Keane Arbitrator(s): David J. Anderson, Christine A. Page, Richard J. Stall Hearing Site: Los Angeles, CA
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09-00822 | 06/22/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Steven Pompan Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): Richard J. Stall, Marc S. Joseph, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
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08-01713 | 03/27/2009 | Claimant(s): Geoffrey Church Claimant Lawyers(s): Dudley Muth Respondent(s): James Alexander Respondent Lawyers(s): James Alexander Arbitrator(s): Richard J. Stall, George L. Tindall, Bryan L. Herrmann Hearing Site: Los Angeles, CA
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