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FINRA Awards for Ameriprise Financial.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0077203/04/2014Claimant(s): Aimai Knypstra, Knypstra 2008 Irrevocable Trust, Knypstra Family Trust
Claimant Lawyers(s): Benjamin Blakeman
Respondent(s): Ameriprise Financial Services., John Koudsi, Ameriprise Financial., Riversource Life Insurance Company
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Gary Timothy Haight, Susan B. Gans-Smith, Anna Marie Turco
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0195703/09/2011Claimant(s): "Bruce" Moghaddam-Jafary
Claimant Lawyers(s): Faramarz Moghaddam-Jafary
Respondent(s): Ameriprise Financial Services., Ameriprise Financial.
Respondent Lawyers(s): Bryan C. Keane
Arbitrator(s): David J. Anderson, Christine A. Page, Richard J. Stall
Hearing Site: Los Angeles, CA
08-0361810/01/2009Claimant(s): Ameriprise Financial Services., Ameriprise Financial.
Claimant Lawyers(s): John L. Einstein
Respondent(s): Martin Smith
Respondent Lawyers(s): Musa L. Eubanks
Arbitrator(s): David L. Ruderman, Gregory R. Banasz, David Paul Clark
Hearing Site: Baltimore, MD

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