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FINRA Awards for Jodi S. Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0067603/03/2017Claimant(s): Vickie Little
Claimant Lawyers(s): Craig H. Durham
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Larry T. Coady
Hearing Site: Boise, ID
10-0446507/02/2014Claimant(s): Daniel Becerra
Claimant Lawyers(s): S. Adam Spiewak
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Basil Lewis, Richard J. Stall, Joseph C. Watson
Hearing Site: Los Angeles, CA
04-0860512/10/2007Claimant(s): James Murray
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Stephen Brixey, Donald S. Simons, Mario H. Metzger
Hearing Site: Los Angeles, CA

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