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FINRA Awards for Larry T. Coady

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0067603/03/2017Claimant(s): Vickie Little
Claimant Lawyers(s): Craig H. Durham
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Larry T. Coady
Hearing Site: Boise, ID
12-0212710/31/2013Claimant(s): Cheri Klimpel
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
Checkmark IconExpungement
11-0062710/21/2011Claimant(s): Gary Maxwell
Claimant Lawyers(s): Gary R. Maxwell
Respondent(s): Daniel Ahmad
Respondent Lawyers(s): Daniel Shiek Ahmad
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
Checkmark IconStipulated Award
09-0537705/26/2011Claimant(s): Charlotte Hunt, Roderick Hunt
Claimant Lawyers(s): Keil M. Mueller
Respondent(s): Anthony Lodati, Jeffrey Offen, New Castle Financial Services LLC
Respondent Lawyers(s): Brett D. Zinner, Jeffrey L. Offen
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
Checkmark IconExpungement
08-0204712/08/2010Claimant(s): Richard Ng, Hasong J. and Jin Yung Pak
Claimant Lawyers(s): Justine Fischer
Respondent(s): Jung Kim aka Jay Kim, GlobalVest Group. n/k/a GLB Trading, Vision Securities Inc.
Respondent Lawyers(s): Ivan Luburic, Jung Han Kim, Lori S. Varaich
Arbitrator(s): Gregory L. Abbott, William J. Chambers, Larry T. Coady
Hearing Site: Portland, OR
Checkmark Icon$565,092
09-0475703/03/2010Claimant(s): CNS Corporation
Claimant Lawyers(s): James L. Buchal
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Harper Fertig- Robinson
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
Checkmark Icon$0

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