| 10-01951 | 05/27/2011 | Claimant(s): Richard K. Lublin and Jane E. Lublin Rev
Claimant Lawyers(s): Edward R. Scofield
Respondent(s): Geoffrey Karp, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Burton Wayne Cox
Arbitrator(s): Samuel H. Chorches, Harvey Casher, Jack B. Golden
Hearing Site: Hartford, CT
|  | Expungement |
| 09-06263 | 05/26/2011 | Claimant(s): Earle Ray
Claimant Lawyers(s): Joshua N. Cook
Respondent(s): Jeffrey Schrader, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Marissa Parker, Michael Kalmus
Arbitrator(s): Gerard S. Marsan, Maxwell J. Mahoney, Paul Peter Nicolai
Hearing Site: Boston, MA
| | Expungement |
| 09-07255 | 05/20/2011 | Claimant(s): Jean Brown
Claimant Lawyers(s): Wesley Lindon Clarke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Elena G. Rodriguez, William R. Alheim, Robert J. Bender
Hearing Site: Miami, FL
| | $0 |
| 10-03330 | 05/20/2011 | Claimant(s): Boston Property Exchange Tranfer Company
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Lewis S. Kurlantzick, Edward Allison Downe, David D. Vetrane
Hearing Site: Hartford, CT
| | $0 |
| 09-07121 | 05/19/2011 | Claimant(s): Joan Postell, The Estate of Robert Postell
Claimant Lawyers(s): William G. Leonard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Daniel H. Kolber, Ilene T. Gormly, Fred J. Pinckney
Hearing Site: Atlanta, GA
| | $520,283 |
| 09-07122 | 05/11/2011 | Claimant(s): Gray Ingram
Claimant Lawyers(s): Scott J. Link
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marc T. Danon, Michael D Felton, Philip L. Manczak
Hearing Site: Boca Raton, FL
| | $600 |
| 10-01112 | 05/10/2011 | Claimant(s): Brady Elias
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Jeffrey Alexander, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Harvey Barrison, Howard L. Haykin, Josian Antoine
Hearing Site: New York, NY
| | $0 |
| 10-01204 | 05/06/2011 | Claimant(s): Alexandra Germano
Claimant Lawyers(s): Louis M. Ciavarra
Respondent(s): Jennifer Germano, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer Germano, John P. Bevilacqua
Arbitrator(s): Howard I. Wilgoren, Francis A. McGrail, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | Expungement |
| 10-01198 | 05/03/2011 | Claimant(s): Steven Wdowka, Steven E. Wdowka, IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. DePrez
Arbitrator(s): George W. Harding, Gary P. Price, Raymond M. Kirtley
Hearing Site: Indianapolis, IN
| | $2,512,200 |
| 10-02673 | 05/02/2011 | Claimant(s): John J. Daversa
Claimant Lawyers(s): John J. Daversa
Respondent(s): Kenneth Cole, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Earle J. Schwarz
Hearing Site: Jackson, MS
| | $0 |
