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FINRA Awards for Richard K. Lublin and Jane E. Lublin Rev

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0195105/27/2011Claimant(s): Richard K. Lublin and Jane E. Lublin Rev
Claimant Lawyers(s): Edward R. Scofield
Respondent(s): Geoffrey Karp, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Burton Wayne Cox
Arbitrator(s): Samuel H. Chorches, Harvey Casher, Jack B. Golden
Hearing Site: Hartford, CT
Checkmark IconExpungement

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