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FINRA Awards for Howard L. Sobel

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Displaying 10 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0253508/30/2023Claimant(s): A. Link Partners.
Claimant Lawyers(s): Bruce D. Johnson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David Libowsky
Arbitrator(s): Howard L. Sobel, Norman Feit, Mitchell H Rubinstein
Hearing Site: New York, NY
Checkmark IconExpungement
21-0040901/10/2022Claimant(s): Bob Paskoski
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Howard L. Sobel, Mark Stuart Gottlieb, Melissa L Steinberg
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206
20-0207904/27/2021Claimant(s): Mikedmat Dena Inc.
Claimant Lawyers(s): John Dellaportas
Respondent(s): Morgan Stanley, Jacob Shapira
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks
Hearing Site: New York, NY
Checkmark Icon$782,279
19-0239906/26/2020Claimant(s): Stephen Caruso
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Tamara Skliar
Respondent Lawyers(s): Tamara Skliar
Arbitrator(s): Harvey Barrison, Shelley Teitelbaum, Howard L. Sobel
Hearing Site: New York, NY
Checkmark IconExpungement
19-0126605/26/2020Claimant(s): Jill Testa
Claimant Lawyers(s): John Drohan
Respondent(s): Daniel Gerschel, Michael Bromberg, Merrill Lynch Pierce Fenner & Smith Inc., Robert Mancino
Respondent Lawyers(s): Evan Way
Arbitrator(s): Howard L. Sobel, Morton S. Bunis, Martin Deignan Dehler
Hearing Site: New York, NY
Checkmark Icon$0
17-0000101/07/2020Claimant(s): Gigi Jordan
Claimant Lawyers(s): Daniel Kornstein
Respondent(s): Rose Cohen, J.P. Morgan Securities Inc
Respondent Lawyers(s): Eugene Small
Arbitrator(s): Howard L. Sobel, Martin A. Edelstein, Jill I. Gross
Hearing Site: New York, NY
Checkmark IconLack Jurisdiction (Rule 12200/12201)
18-0115704/16/2019Claimant(s): Clifford Gelman
Claimant Lawyers(s): Anthony J. Harwood
Respondent(s): Thomas Borruso
Respondent Lawyers(s): Thomas Joseph Borruso
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$260,000
16-0365108/09/2018Claimant(s): Joseph Metkoff and Mary Metkoff
Claimant Lawyers(s): David E. Robbins
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Howard L. Sobel, Maya Steinitz, Steven C. Kasarda
Hearing Site: New York, NY
Checkmark Icon$0
16-0302605/15/2018Claimant(s): Dana Korr, David Korr, Jill Korr, Jonathan Korr
Claimant Lawyers(s): Marc S Gottlieb
Respondent(s): Wells Fargo Advisors, Peter Stabell
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Howard L. Sobel, Evdokia Sofos, Jeffrey P. Bachmann
Hearing Site: New York, NY
Checkmark IconExpungement
14-0252406/19/2017Claimant(s): Rosalie Lanzisera, Rosalie A. Lanzisera, IRA
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Joan M. Traub, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
Checkmark Icon$0

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