| 11-03842 | 04/08/2013 | Claimant(s): Frank Papa
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Saverio J. Cina, Madelon M. Rosenfeld, Laura Carraher
Hearing Site: New York, NY
|  | Expungement |
| 11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 09-07119 | 02/12/2013 | Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
| | $0 |
| 11-01193 | 01/30/2013 | Claimant(s): Lynda Haskins
Claimant Lawyers(s): Michael Hill
Respondent(s): Francis Ford, Citigroup Global Markets., Julia Dotterer, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Alan L. Berger
Hearing Site: Columbia, SC
| | Expungement |
| 08-01430 | 01/22/2013 | Claimant(s): VCG Special Opportunities Master Fund
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Allan J. Arffa
Arbitrator(s): Zuhayr A. Moghrabi, Patricia A. DeWitt, Jay L. Zelesnick
Hearing Site: New York, NY
| | $0 |
| 09-06568 | 01/11/2013 | Claimant(s): John Turtzo, Estate of John A. Turtzo
Claimant Lawyers(s): Malcolm J. Gross
Respondent(s): Citigroup Global Markets., Peter Joseph, Ray Starner
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Marshall S. Galinsky, Steven T. Stern, Richard Frank Colello
Hearing Site: Philadelphia, PA
| | $0 |
| 09-07114 | 01/08/2013 | Claimant(s): James McGarry, Amethyst Music and Entainment.
Claimant Lawyers(s): James P. McGarry
Respondent(s): Citigroup Global Markets., Jack Hochstrasser
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Diane Getzler, Donald Raymond McNally, Nancy Kramer
Hearing Site: New York, NY
| | $0 |
| 11-04564 | 01/03/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Lynn Guzek, Thomas Guzek
Respondent Lawyers(s): Lynn Kristen Guzek, Thomas John Guzek
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 11-04059 | 12/07/2012 | Claimant(s): Gary Campanaro, Lorraine Campanaro
Claimant Lawyers(s): Jan Graham
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
| | $29,798 |
| 09-00011 | 12/04/2012 | Claimant(s): Steven Dworkin
Claimant Lawyers(s): Seth Huberman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Myron S. Dunay, Charles Hoffman, Jeffrey Lawrence Sarkin
Hearing Site: Boca Raton, FL
| | Expungement |
