| 10-05227 | 04/27/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Ben Rosenberg
Respondent Lawyers(s): Ben Elliot Rosenberg
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Houston, TX
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| 10-01263 | 04/26/2011 | Claimant(s): William Scholander, William Scholander LLC
Claimant Lawyers(s): William John Scholander
Respondent(s): Edward Mostafa, Joseph Oleske, Silva Velez, Timal Robinson, Seaboard Securities.
Respondent Lawyers(s): Alexander S. Velez, Anthony J. Digiovanni, Isaac M. Zucker, Timal Neville Robinson
Arbitrator(s): Saverio J. Cina, Robert S. Getman, Richard D. Levin
Hearing Site: New York, NY
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| 10-05295 | 04/26/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Shurter
Respondent(s): Carolyn Haik
Respondent Lawyers(s): Carolyn J. Haik
Arbitrator(s): Herbert Murez
Hearing Site: Honolulu, HI
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| 09-06788 | 04/21/2011 | Claimant(s): Spade Chan
Claimant Lawyers(s): Mark P. Meuser
Respondent(s): Bruce Bordelon, Ameriprise Financial Services., Johnny Ng
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Frank R Weaver, Nancy Hutt, Barbara M. Anscher
Hearing Site: San Francisco, CA
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| 09-07229 | 04/21/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): David Pressly
Respondent Lawyers(s): David Pressly
Arbitrator(s): David M. Snyder, Karla Y. Vogel, Reid P. Conklin
Hearing Site: Atlanta, GA
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| 09-02724 | 04/20/2011 | Claimant(s): Shelby Rothman
Claimant Lawyers(s): William K. Brewer
Respondent(s): Opinder Marwah, Woodbury Financial Services.
Respondent Lawyers(s): Martin S. Chester
Arbitrator(s): Suzanne Viau Chamberlain, Robert Bruce MacDonald, John W. Garman
Hearing Site: Los Angeles, CA
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| 10-00977 | 04/20/2011 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Rachael Rothman, Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Laura E. Krabill
Arbitrator(s): David N. Brainin, Judith Fields Jurney, Judith C. Greene
Hearing Site: New York, NY
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| 10-01049 | 04/20/2011 | Claimant(s): Steven Tamsett
Claimant Lawyers(s): Peter A. Lagorio
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J McAllister
Arbitrator(s): Thomas H. Tucker, Gerald H. Powers, Robert J. Ambrogi
Hearing Site: Boston, MA
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| 10-04363 | 04/20/2011 | Claimant(s): Ismail Jamoua
Claimant Lawyers(s): Ismail Jamoua
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
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| 10-04651 | 04/20/2011 | Claimant(s): Michael Katz
Claimant Lawyers(s): Michael Jordan Katz
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Judith Levin
Hearing Site: New York, NY
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