10-05227 | 04/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Ben Rosenberg Respondent Lawyers(s): Ben Elliot Rosenberg Arbitrator(s): Michael J. Ahlstrom Hearing Site: Houston, TX
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10-01263 | 04/26/2011 | Claimant(s): William Scholander, William Scholander LLC Claimant Lawyers(s): William John Scholander Respondent(s): Edward Mostafa, Joseph Oleske, Silva Velez, Timal Robinson, Seaboard Securities. Respondent Lawyers(s): Alexander S. Velez, Anthony J. Digiovanni, Isaac M. Zucker, Timal Neville Robinson Arbitrator(s): Saverio J. Cina, Robert S. Getman, Richard D. Levin Hearing Site: New York, NY
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10-05295 | 04/26/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew Shurter Respondent(s): Carolyn Haik Respondent Lawyers(s): Carolyn J. Haik Arbitrator(s): Herbert Murez Hearing Site: Honolulu, HI
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09-06788 | 04/21/2011 | Claimant(s): Spade Chan Claimant Lawyers(s): Mark P. Meuser Respondent(s): Bruce Bordelon, Ameriprise Financial Services., Johnny Ng Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Frank R Weaver, Nancy Hutt, Barbara M. Anscher Hearing Site: San Francisco, CA
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09-07229 | 04/21/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D. Weinreich Respondent(s): David Pressly Respondent Lawyers(s): David Pressly Arbitrator(s): David M. Snyder, Karla Y. Vogel, Reid P. Conklin Hearing Site: Atlanta, GA
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09-02724 | 04/20/2011 | Claimant(s): Shelby Rothman Claimant Lawyers(s): William K. Brewer Respondent(s): Opinder Marwah, Woodbury Financial Services. Respondent Lawyers(s): Martin S. Chester Arbitrator(s): Suzanne Viau Chamberlain, Robert Bruce MacDonald, John W. Garman Hearing Site: Los Angeles, CA
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10-00977 | 04/20/2011 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles LaChaussee Respondent(s): Rachael Rothman, Susquehanna Financial Group, LLLP Respondent Lawyers(s): Laura E. Krabill Arbitrator(s): David N. Brainin, Judith Fields Jurney, Judith C. Greene Hearing Site: New York, NY
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10-01049 | 04/20/2011 | Claimant(s): Steven Tamsett Claimant Lawyers(s): Peter A. Lagorio Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Michael J McAllister Arbitrator(s): Thomas H. Tucker, Gerald H. Powers, Robert J. Ambrogi Hearing Site: Boston, MA
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10-04363 | 04/20/2011 | Claimant(s): Ismail Jamoua Claimant Lawyers(s): Ismail Jamoua Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Scott R. Koch Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI
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10-04651 | 04/20/2011 | Claimant(s): Michael Katz Claimant Lawyers(s): Michael Jordan Katz Respondent(s): John Thomas Financial Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Judith Levin Hearing Site: New York, NY
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