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FINRA Awards for Ben Elliot Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0522704/27/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Ben Rosenberg
Respondent Lawyers(s): Ben Elliot Rosenberg
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Houston, TX

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