| 11-00170 | 09/02/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Anna Clark
Respondent Lawyers(s): Anna Maria Clark
Arbitrator(s): Mark S. Priver
Hearing Site: Phoenix, AZ
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| 10-05551 | 09/01/2011 | Claimant(s): Eugene Travis
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Brewer Financial Services
Respondent Lawyers(s): Mark Lishchynsky
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
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| 11-00879 | 09/01/2011 | Claimant(s): Christopher Driscoll
Claimant Lawyers(s): Christopher Driscoll
Respondent(s): Joseph Stevens & Co..
Respondent Lawyers(s): Linda Chudnoff
Arbitrator(s): Robert S. Getman
Hearing Site: New York, NY
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| 11-01024 | 09/01/2011 | Claimant(s): Garden State Securities.
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Anthony Sparber
Respondent Lawyers(s): Anthony M. Sparber
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
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| 11-01711 | 09/01/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Kevin Blackburn
Respondent Lawyers(s): Kevin Ross Blackburn
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 09-07206 | 08/31/2011 | Claimant(s): Steven MacDonald
Claimant Lawyers(s): Joseph E. Altomare
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): John W. Eichleay, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
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| 10-01307 | 08/31/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Garner Mabry, Todd Schwartz
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Langdon T. Owen, Charles G. Michaels, William A. Stephenson
Hearing Site: Denver, CO
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| 10-04379 | 08/31/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Derrick Watts
Respondent Lawyers(s): Derrick T. Watts
Arbitrator(s): Barry Goldman
Hearing Site: Chicago, IL
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| 10-03046 | 08/30/2011 | Claimant(s): Jason Coles
Claimant Lawyers(s): Christine A. Page
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Larry Haugaard, Neil S. Jasper, Steven A. Wawra
Hearing Site: Los Angeles, CA
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| 10-04741 | 08/30/2011 | Claimant(s): Charlemagne Louis-Charles
Claimant Lawyers(s): Charlemagne Louis Louis-Charles
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): David H. Brodie
Arbitrator(s): Gregory S. Tendrich, Lisa Marie Macci, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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