18-03113 | 10/09/2023 | Claimant(s): Matt Ardoyno Claimant Lawyers(s): Rogge Dunn Respondent(s): Randy Bray Respondent Lawyers(s): Matthew B. Henneman Arbitrator(s): Andrea U. Calve, Anita M. Jean, Michael Wayne Johnston Hearing Site: Dallas, TX
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21-03038 | 10/09/2023 | Claimant(s): William Capece Claimant Lawyers(s): Christopher Coss Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Stephen T. Mayhew, Gregory J. Spadea, Arthur Traldi Hearing Site: Philadelphia, PA
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22-02615 | 10/09/2023 | Claimant(s): Stefan Nensala Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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21-00242 | 10/06/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Matthew Sherbondy Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Mollie Wagner Neal, David Blair Sinyard, Edward Martin Davidson Hearing Site: Atlanta, GA
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23-00389 | 10/06/2023 | Claimant(s): Scott Rose Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets., J.P. Morgan Securities Respondent Lawyers(s): Adam Kauff, Thomas J. Cahill Arbitrator(s): Jeffrey Alan Helewitz Hearing Site: New York, NY
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19-03417 | 10/06/2023 | Claimant(s): Elmer Ferguson Claimant Lawyers(s): Elmer Richard Ferguson Respondent(s): MMA Securities LLC, Marsh & McLennan Agency LLC Respondent Lawyers(s): Benjamin Emmert Arbitrator(s): Ronald Chun, Clifford A. Threlkeld, Richard Thomas Boyer Hearing Site: San Francisco, CA
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22-02697 | 10/06/2023 | Claimant(s): Edward Deicke Claimant Lawyers(s): Kurt Kalberer Respondent(s): National Securities Corporation, Prudential Equity Group Respondent Lawyers(s): Emily A. Hayes, Jennifer E. Novoselsky Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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23-00222 | 10/05/2023 | Claimant(s): Eric Rapczyk Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Matthew Fernandez Konigsberg, A. Rene Hollyer, Andrew Brindle Hearing Site: New York, NY
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23-01146 | 10/05/2023 | Claimant(s): Leon Almeida Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): MML Investors Services, MSI Financial Services. Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ
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22-02237 | 10/05/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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