| 23-01064 | 11/20/2023 | Claimant(s): Carlos Ubinas Taylor
Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-02033 | 11/17/2023 | Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
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| 23-01356 | 11/17/2023 | Claimant(s): Craig Accardo
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
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| 23-01251 | 11/17/2023 | Claimant(s): Benjamin Marcano
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc.
Respondent Lawyers(s): Deirdre Wolff, John Murphy
Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris
Hearing Site: New York, NY
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| 23-00830 | 11/17/2023 | Claimant(s): Carlos Ubinas Taylor
Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-00761 | 11/17/2023 | Claimant(s): Kimberley Hatchett
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Julian F. Santos, Serge Krimnus, Anthony J Casino
Hearing Site: New York, NY
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| 23-00414 | 11/16/2023 | Claimant(s): Marc Kreisberger
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Randy R. Maher
Hearing Site: Las Vegas, NV
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| 22-01423 | 11/16/2023 | Claimant(s): Tradespot Markets Inc.
Claimant Lawyers(s): Daniel DeSouza
Respondent(s): ICARO Media Group Inc.
Respondent Lawyers(s): Kennan E. Kaeder
Arbitrator(s): Daniel H. Yaffe, Harvey David Cohen, Marc Ira Sinensky
Hearing Site: Boca Raton, FL
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| 22-02939 | 11/16/2023 | Claimant(s): Xavier Aguayo
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-01708 | 11/16/2023 | Claimant(s): Kelly Morris
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
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