23-00829 | 11/20/2023 | Claimant(s): Michelle Rodriguez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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23-00743 | 11/20/2023 | Claimant(s): Yang Nie Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA
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23-01216 | 11/20/2023 | Claimant(s): James Cipriotti Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
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22-02253 | 11/20/2023 | Claimant(s): Brian Stephens Claimant Lawyers(s): Gary S. Kessler Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Michael Edward Watts, Robert C. Rice, Kevin Colby Hearing Site: Houston, TX
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23-00958 | 11/20/2023 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-01064 | 11/20/2023 | Claimant(s): Carlos Ubinas Taylor Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-02033 | 11/17/2023 | Claimant(s): Charles Reimer Claimant Lawyers(s): James P. Galvin Respondent(s): Citizens Securities. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm Hearing Site: Philadelphia, PA
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23-01356 | 11/17/2023 | Claimant(s): Craig Accardo Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert H. Putnam Hearing Site: New Orleans, LA
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23-01251 | 11/17/2023 | Claimant(s): Benjamin Marcano Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc. Respondent Lawyers(s): Deirdre Wolff, John Murphy Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris Hearing Site: New York, NY
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23-00830 | 11/17/2023 | Claimant(s): Carlos Ubinas Taylor Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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